Neuenschwander Asset Management, LLC
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Overview
Neuenschwander Asset Management, LLC is an advisory firm that has its headquarters in Mc Farland, Wisconsin. The company controls $111.6 million in total assets across 490 customer accounts, placing it in the mid-tier of firms in the country by assets under management (AUM). It has a small group, including 3 financial advisors. Neuenschwander Asset Management, LLC is not a registered broker-dealer, meaning the firm cannot buy and sell securities for its accounts and those of its customers and instead has to go through a broker-dealer firm to do so. Securities are defined as exchangable financial assets such as equities, bonds and options.
Neuenschwander Asset Management, LLC oversees all of the company's client assets in a discretionary manner. Discretionary management signifies that transaction judgments are made by an investment advisor without requiring client approval. The company oversees roughly $227,702 for every customer account. An average advisor at Neuenschwander Asset Management, LLC manages around 163 client accounts.
The company's central office is located at 4893 Larson Beach Rd, Mc Farland, Wisconsin 53558. The company is allowed to serve clients across 2 states, including Texas and Wisconsin.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Neuenschwander Asset Management, LLC by the Numbers
$111.6 million
3
490
$227.7 thousand
Products and Services
Services offered by Neuenschwander Asset Management, LLC can include portfolio management for individuals and small businesses and selection of other advisers. However, Neuenschwander Asset Management, LLC did not provide any of its customers with financial planning services in the prior fiscal year. Neuenschwander Asset Management, LLC is involved in selling products or offering services different than investment advisory services to its customers.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors usually are based on which services the firm provides the client. Fee types billed by the firm most likely consist of some combination of the following fee structures: asset-based or fixed. The company does not participate in a wrap fee program, in which the company offers a service bundle for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 32% of firms
Fixed
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company works with retail investors, high net worth investors and charitable organizations. Out of its 490 accounts, Neuenschwander Asset Management, LLC's biggest client by number of accounts is retail investors, but it also manages money for 25 high-net-worth individuals. The SEC defines a high-net-worth individual as a person who has at least $750,000 under management or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's clients are from outside of the U.S.
- High-Net-Worth Individuals* - 14.71%
- Other Individuals - 84.71%
- Corporations - 0%
- Charitable Organizations - 0.59%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Neuenschwander Asset Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Neuenschwander Asset Management, LLC
Mc Farland, WI
Mc Farland, WI
Mc Farland, WI
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