N.E.W. Advisory Services, LLC
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Overview
N.E.W. Advisory Services, LLC is a financial advisor company located in De Pere, Wisconsin. N.E.W. Advisory Services, LLC manages $838.1 million in assets under management over 6,463 client accounts, making it one of the bigger firms in the country by assets under management (AUM). The firm has a small group, including 10 financial advisors. N.E.W. Advisory Services, LLC is not a registered broker-dealer, signifying that the firm is not able to buy and sell securities for its accounts and those of its customers and instead has to go through a broker-dealer firm to do so. Securities are exchangable financial assets such as options, equities and bonds.
N.E.W. Advisory Services, LLC oversees most of its accounts in a discretionary manner. Discretionary management means that an investment advisor makes buy and sell decisions without requiring the client's consent. It also has 535 non-discretionary accounts totaling $26.4 million in AUM. The advisory firm administers an average of $129,678 for every account. The typical advisor at N.E.W. Advisory Services, LLC oversees about 646 client accounts.
The firm's central office is located at 2200 Dickinson Road, De Pere, Wisconsin 54115. N.E.W. Advisory Services, LLC is legally permitted to serve clients across 10 states, including Arizona, Colorado, Florida, Illinois, Louisiana, Michigan, Minnesota, North Carolina, Texas and Wisconsin.
Assets Under Management
Number of Advisors
Disclosures
Office Location
N.E.W. Advisory Services, LLC by the Numbers
$838.1 million
20
6,463
$129.7 thousand
Products and Services
N.E.W. Advisory Services, LLC offers a variety of financial services, which can include financial planning services, portfolio management for individuals and small businesses and selection of other advisers. In the last fiscal year, N.E.W. Advisory Services, LLC provided 2500 of its accounts with financial planning services. The company is not involved in selling products or offering services other than investment advice to its investment advisory customers. The firm is also affiliated with one or more other companies in the financial services industry, including with an accountant or accounting firm and lawyer or law firm.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors vary depending on which services are provided. Fees billed by N.E.W. Advisory Services, LLC likely are comprised of any combination of the following fee structures: asset-based, fixed or commission-based. Wrap fee programs, or the practice of bundling services for a single fee, are offered by the firm.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 1% of firms
Commissions
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
N.E.W. Advisory Services, LLC works with retail investors, high net worth investors and corporations. Out of its 6,463 clients, N.E.W. Advisory Services, LLC's biggest client group is retail investors, although it also caters to 194 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 in AUM or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its accounts are from outside of the U.S.
- High-Net-Worth Individuals* - 7.46%
- Other Individuals - 92.04%
- Corporations - 0.5%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
N.E.W. Advisory Services, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at N.E.W. Advisory Services, LLC
De Pere, WI
Appleton, WI
Oneida, WI
De Pere, WI
De Pere, WI
De Pere, WI
Oneida, WI
Appleton, WI
Green Bay, WI
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