Amy
Garrigan

Ubs Financial Services Inc

CRD#5335624
Investment Advisor
in Montgomery, AL

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About this Advisor

Amy Garrigan is a financial advisor in Montgomery, Alabama. Currently an investment advisor with Ubs Financial Services Inc, Garrigan has 11 years of experience in the financial advisory industry. Garrigan maintains Series 63 and Series 65 licenses, which certify them as both a securities agent and an investment advisor representative. Garrigan is able to work with investors based out of Alabama. Garrigan has gained experience at Merrill Lynch and Ubs Financial Services Inc. Ubs Financial Services Inc is headquartered in Montgomery, Alabama, and has 369 additional locations in the country. As an advisory firm, Ubs Financial Services Inc manages $591 billion in assets throughout 975,301 accounts and retains more than 15,605 people. The firm's total assets under management makes it one of the biggest investment advisory firms in the nation. The firm manages 522,287 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 58% of the advisory firm's investors are high-net-worth individuals, meaning they have over $1 million in investable assets. Ubs Financial Services Inc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm may charge clients asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

Yes

Office Location

4001 Carmichael Road Suite 400
Montgomery, AL 36106

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$591,360,861,325

AL Average: $10,121,009,343
Total Number of Employees

15,605

AL Average: 92
Total Number of Accounts

975,301

AL Average: 6,978
Average Account Size

$606,337

AL Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Amy Garrigan Work History

Amy has 11 years of experience.

2012 - Present (9 years)

Ubs Financial Services Inc

2009 - 2012 (3 years)

Merrill Lynch

Disclosures

Amy Garrigan has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ubs Financial Services Inc

Brian Mojica
Jacksonville, FL
Michael Williams
Leawood, KS
Austin Orkin
Seal Beach, CA
Kevin Janke
Denver, CO
Kathryn Wysong
Charlotte, NC
Kyle Blumenstock
Charlotte, NC
Shelsey Robertson
San Diego, CA
Blair Cannon
San Diego, CA

This content was compiled from the SEC and FINRA.

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