Carl R.
Watson

Ubs Financial Services Inc

CRD#4397686
Investment Advisor
in Montgomery, AL

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About this Advisor

Carl R. Watson is a financial advisor who works out of Montgomery, Alabama, who has been in the advisory business for 19 years. Watson is on the advisory team at Ubs Financial Services Inc. They have been with Ubs Financial Services Inc for the entirety of their career. Watson holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is approved to serve investors in Alabama and Texas. Ubs Financial Services Inc is a registered investment firm operating in Montgomery, Alabama. The investment advisory business has offices in 369 locations and a total of 15,605 financial advisors. It manages $591 billion in assets under management across its 975,301 accounts, making it one of the biggest firms in the nation by assets under management. The firm serves 5,525 charitable organizations. Of its 975,301 customer accounts, 58% are held by high-net-worth clients who have greater than $1 million in investable assets. The advisory firm performs a wide array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. A financial advisor's fees are based on which services the firm provides the client. Fee types charged by Ubs Financial Services Inc likely consist of some blend of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

19 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

4001 Carmichael Road Suite 400
Montgomery, AL 36106

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$591,360,861,325

AL Average: $10,121,009,343
Total Number of Employees

15,605

AL Average: 92
Total Number of Accounts

975,301

AL Average: 6,978
Average Account Size

$606,337

AL Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Carl R. Watson Work History

Carl R. has 19 years of experience.

2001 - Present (20 years)

Ubs Financial Services Inc

Disclosures

Carl R. Watson has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ubs Financial Services Inc

Craig Mccarty
Cincinnati, OH
Megan Kondos
Washington, DC
Peter Tarantino
Plano, TX
Anne-Marie Cronin
Boston, MA
Eric Ayarzagoitia Trevino
San Antonio, TX
Jasmine Thomas
Atlanta, GA
Natalie Zimmerman
Weehawken, NJ
David Stern
New York, NY

This content was compiled from the SEC and FINRA.

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