Charlton
Rochester

Lpl Financial LLC

CRD#3002531
Investment Advisor
in Madison, AL

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About this Advisor

Charlton Rochester is a financial advisor based in Madison, Alabama, with 13 years of financial industry experience. Rochester works at Lpl Financial LLC. They have been employed by Lpl Financial Llc for their whole career. Rochester has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to advise clients in Alabama. Lpl Financial LLC is a financial advisory business that has its headquarters in Madison, Alabama. The firm has offices in 9,519 locations and a total of 23,035 financial advisors. It manages $208 billion in total assets across its 892,326 accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm provides financial advice to 1,956 charities and foundations. Of its 892,326 customer accounts, 28% belong to high-net-worth investors who have greater than $1 million in investable assets. Lpl Financial LLC has a diverse set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial advice usually vary depending on which services are offered. However, fee types billed by Lpl Financial LLC most likely include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

7600 Hwy 72 W, Suite 201
Madison, AL 35758

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$207,793,164,246

AL Average: $646,059,043
Total Number of Employees

23,035

AL Average: 13
Total Number of Accounts

892,326

AL Average: 661
Average Account Size

$232,867

AL Average: $977,396

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Charlton Rochester Work History

Charlton has 13 years of experience.

2007 - Present (14 years)

Lpl Financial, LLC (Formerly: Linsco/Private Ledger Corp.)

Disclosures

Charlton Rochester has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
James Dannel
Knoxville, TN
John Fitch
Charlotte, NC
Robert Wilson
Providence Forge, VA
Matthew Schultz
Fargo, ND
Brett Hudson
Sedalia, MO
Brian Fahrner
Des Plaines, IL
Andrew Fraser
Austin, TX

This content was compiled from the SEC and FINRA.

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