Earl
Falkner
Cetera Advisors LLC
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About this Advisor
Earl Falkner is a financial advisor based out of Trussville, Alabama, with 3 years of relevant experience. Falkner currently works for Cetera Advisors LLC. During their career, the advisor has held roles at Securities Service Network, Inc, Cetera Advisors, LLC and Falkner Financial Advisors. Falkner holds Series 63 and Series 66 licenses, certifying them as a securities representative, and is able to advise clients in Alabama and Texas. Cetera Advisors LLC is an advisory business that has its headquarters in Englewood, CO. The company has offices in 692 locations and a total of 1,047 financial advisors. It oversees $21 billion in assets among its 90,646 client accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm provides services to 294 charitable organizations. Of its 90,646 customer accounts, 26% are held by high-net-worth investors who have more than $1 million in investable assets. Cetera Advisors LLC performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees are based on the services provided. However, fees charged by Cetera Advisors LLC most likely include some combination of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Cetera Advisors LLC Brokerage Details
$21,227,977,082
1,047
90,646
$234,185
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Earl Falkner Work History
Earl has been registered as a financial advisor for 3 years.*
Cetera Advisors, LLC
Falkner Financial Advisors
Securities Service Network, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Earl Falkner to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Cetera Advisors LLC
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