Fred
Middleton

Cetera Advisors LLC

CRD#3235634
Investment Advisor
in Montgomery, AL

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About this Advisor

Fred Middleton is a certified financial planner working in Montgomery, Alabama, who has been in the financial industry for 14 years. Middleton is currently employed by Cetera Advisors LLC. Throughout their career, they have worked at W. R. Taylor & Comapny, LLC, Capital Investment Group, Inc, Cic Advisers, LLC and Cetera Advisors LLC. Middleton maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to operate in Alabama. Cetera Advisors LLC is an advisory firm that has its headquarters in Montgomery, Alabama. The investment advisory business has offices in 692 locations and a total of 1,164 people on staff. It has $15 billion in assets under management among its 58,946 customer accounts, placing it among the biggest firms in the United States by assets under management. The firm advises 102 charitable organizations. Of its 58,946 customer accounts, 25% are associated with high-net-worth clients who have greater than $1 million in assets available to invest. Cetera Advisors LLC has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors are based on the services offered. However, fee types charged by Cetera Advisors LLC most likely include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

1760 Platt Place
Montgomery, AL 36117

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Cetera Advisors LLC Brokerage Details

Total Assets Under Management

$15,071,320,827

AL Average: $2,349,664,866
Total Number of Employees

1,164

AL Average: 28
Total Number of Accounts

58,946

AL Average: 1,101
Average Account Size

$255,680

AL Average: $2,134,119

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Fred Middleton Work History

Fred has 14 years of experience.

2015 - Present (6 years)

Cetera Advisors LLC

2011 - 2015 (4 years)

Capital Investment Group, Inc

2011 - 2015 (4 years)

Cic Advisers, LLC

2006 - 2011 (5 years)

W. R. Taylor & Comapny, LLC

Disclosures

Fred Middleton has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Cetera Advisors LLC

Cary Foster
Athens, GA
Joshua Rosenberg
Wilmington, NC
Dennis Tsakiris
Dover, NH
Michael Doumani
Danville, CA
Sean Kelleher
Rancho Cordova, CA
Jason Jones
Longwood, FL
Grace Hayden
Atlanta, GA
Weston Blosser
Denver, CO

This content was compiled from the SEC and FINRA.

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