Cetera Advisors LLC

Investment Advisor
in Montgomery, AL

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About this Advisor

Fred Middleton is a certified financial planner working in Montgomery, Alabama, who has been in the financial industry for 14 years. Middleton is currently employed by Cetera Advisors LLC. Throughout their career, they have worked at W. R. Taylor & Comapny, LLC, Capital Investment Group, Inc, Cic Advisers, LLC and Cetera Advisors LLC. Middleton maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to operate in Alabama. Cetera Advisors LLC is an advisory firm that has its headquarters in Montgomery, Alabama. The investment advisory business has offices in 692 locations and a total of 1,164 people on staff. It has $15 billion in assets under management among its 58,946 customer accounts, placing it among the biggest firms in the United States by assets under management. The firm advises 102 charitable organizations. Of its 58,946 customer accounts, 25% are associated with high-net-worth clients who have greater than $1 million in assets available to invest. Cetera Advisors LLC has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors are based on the services offered. However, fee types charged by Cetera Advisors LLC most likely include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations


Years of Experience

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions



Office Location

1760 Platt Place
Montgomery, AL 36117

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Cetera Advisors LLC Brokerage Details

Total Assets Under Management


AL Average: $2,349,664,866
Total Number of Employees


AL Average: 28
Total Number of Accounts


AL Average: 1,101
Average Account Size


AL Average: $2,134,119

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Fred Middleton Work History

Fred has 14 years of experience.

2015 - Present (6 years)

Cetera Advisors LLC

2011 - 2015 (4 years)

Capital Investment Group, Inc

2011 - 2015 (4 years)

Cic Advisers, LLC

2006 - 2011 (5 years)

W. R. Taylor & Comapny, LLC


Fred Middleton has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Cetera Advisors LLC

Christopher Werden
Charleston, SC
Zachary Anderson
Mount Pleasant, SC
Douglas Woolley
Pocatello, ID
Cary Foster
Athens, GA
John Gutowsky
Chanhassen, MN
Mingmar Sherpa
Denver, CO
Iain Reilly
San Diego, CA
Maxine Christensen
Overland Park, KS

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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