James
Burns

Lpl Financial LLC

CRD#1460468
Investment Advisor
in Birmingham, AL

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About this Advisor

James Burns is a financial advisor based in Birmingham, Alabama who has 10 years of relevant experience. Burns is an employee of Lpl Financial LLC. Over the course of their career, they have held roles at Lpl Financial LLC and Cadence Bank Na. Burns maintains Series 63 and Series 66 licenses, designating them as a securities agent, and is able to work in Alabama. Lpl Financial LLC is a company that has its headquarters in Fort Mill, SC. It has offices in 9,898 locations and a total of 31,366 employees. It manages $368 billion in assets under management across its 1,688,501 accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm provides services to 3,425 charities and foundations. Of its 1,688,501 accounts, 31% are associated with high-net-worth individuals who have more than $1 million in assets. Lpl Financial LLC offers a broad set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. A financial advisor's fees largely depend on which services the firm provides the client. However, fees billed by Lpl Financial LLC likely consist of some blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

4680 Higway 280 East
Birmingham, AL 35242

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$368,018,536,946

AL Average: $646,059,043
Total Number of Employees

31,366

AL Average: 13
Total Number of Accounts

1,688,501

AL Average: 661
Average Account Size

$217,956

AL Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

James Burns Work History

James has been registered as a financial advisor for 10 years.*

2013 - Present (11 years)

Lpl Financial LLC

2012 - Present (12 years)

Cadence Bank Na

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of James Burns to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Joseph Praino
Purchase, NY
Daniel Gielow
Festus, MO
Bridget Platania
Arlington Heights, IL
Eric Shore
Danville, IL
Aaron Belgard
Guntersville, AL
Jon Mcknight
Dyersburg, TN
Karen Soule
Boston, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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