James
Puckett
Synovus Securities, Inc
Answer a few questions and
get matched with an advisor.
About this Advisor
James Puckett is a financial advisor working in Birmingham, Alabama with 2 years of relevant experience. Puckett is an employee of Synovus Securities, Inc. Throughout their career, Puckett has worked at Bbva Securities Inc, Compass Bank, Bbva Compass Investment Solutions, Inc, Bbva Compass Insurance Agency, Inc, Bbva Wealth Solutions Inc, Synovus Bank and Synovus Securities, Inc. Puckett holds Series 63 and Series 66 licenses, which qualify them as a securities representative, and is approved to advise clients in Alabama. Synovus Securities, Inc is a registered investment business based in Columbus, GA. The investment advisory business has offices in 90 locations and a total of 298 people on staff. It oversees $6 billion in total assets among its 12,071 customer accounts, placing it among the largest investment advisory firms in the nation by assets under management. The firm advises 79 charitable organizations. Of its 12,071 customer accounts, just 10% are held by high-net-worth investors who have greater than $1 million in assets available to invest. Synovus Securities, Inc provides a wide set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, publication of newsletters, educational seminars and other services. Financial management fees typically depend on which service is provided. However, fee types charged by Synovus Securities, Inc can include asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Synovus Securities, Inc Brokerage Details
$5,803,534,438
298
12,071
$480,783
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other
James Puckett Work History
James has been registered as a financial advisor for 2 years.*
Synovus Bank
Synovus Securities, Inc
Bbva Wealth Solutions Inc
Bbva Securities Inc
Bbva Compass Insurance Agency, Inc
Compass Bank
Bbva Compass Investment Solutions, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Puckett to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Synovus Securities, Inc
Birmingham, AL
Newnan, GA
Atlanta, GA
Port Charlotte, FL
Saint Simons Island, GA
Alpharetta, GA
Montgomery, AL
Alpharetta, GA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
