Jason
Spivey

Cetera Investment Advisers LLC

CRD#5758941
Investment Advisor
in Madison, AL

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About this Advisor

Jason Spivey is an investment advisor in Madison, Alabama. Currently a registered investment advisor with Cetera Investment Advisers LLC, they have accumulated 10 years of experience in the financial advisory industry. Spivey maintains a Series 66 license, which designates the advisor as both a securities agent and an investment advisor representative. Spivey is able to work with clients in Alabama. Their career trajectory has included roles at Morgan Keegan, Morgan Stanley Smith Barney, Morgan Stanley Private Bank, National Association, Regions Bank, Cetera Investment Advisers LLC and Cetera Investment Services LLC. Cetera Investment Advisers LLC is headquartered in Madison, Alabama, and operates out of 1,614 other locations across the country. In aggregate, Cetera Investment Advisers LLC manages $16 billion in assets throughout 78,591 client accounts and employs more than 2,358 people. The firm's total assets under management makes it one of the largest financial advisory firms in the United States. The firm manages 70,273 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 19% of the investment firm's clients are high-net-worth individuals, meaning they have greater than $1 million in capital. Cetera Investment Advisers LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm may charge clients asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

351 Hughes Rd
Madison, AL 35758

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Cetera Investment Advisers LLC Brokerage Details

Total Assets Under Management

$15,868,306,581

AL Average: $6,674,516,078
Total Number of Employees

2,358

AL Average: 44
Total Number of Accounts

78,591

AL Average: 2,564
Average Account Size

$201,910

AL Average: $2,603,165

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Jason Spivey Work History

Jason has 10 years of experience.

2016 - Present (5 years)

Regions Bank

2016 - Present (5 years)

Cetera Investment Advisers LLC

2016 - Present (5 years)

Cetera Investment Services LLC

2015 - 2016 (1 year)

Morgan Stanley Private Bank, National Association

2012 - 2016 (4 years)

Morgan Stanley Smith Barney

2010 - 2012 (2 years)

Morgan Keegan

Disclosures

Jason Spivey has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Cetera Investment Advisers LLC

Kevin Day
Pittsburgh, PA
John Ware
Raleigh, NC
Michael Shieh
Torrance, CA
Catherine Harris
Saratoga Springs, NY
Eleni Liakakis
Woburn, MA
Judith Mcdonald
Damariscotta, ME
Jaycob Baker
Fort Smith, AR
Katherine Creed
Phoenix, AZ

This content was compiled from the SEC and FINRA.

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