Jason
Spivey

Cetera Investment Advisers LLC

CRD#5758941
Investment Advisor
in Madison, AL

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About this Advisor

Jason Spivey is a financial advisor operating in Madison, Alabama who has 7 years of relevant experience. Spivey is on the advisory team at Cetera Investment Advisers LLC. Over the course of their career, they have held roles at Morgan Stanley Smith Barney, Morgan Stanley Private Bank, National Association, Regions Bank, Cetera Investment Advisers LLC and Cetera Investment Services LLC. Spivey has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to advise clients in Alabama. Cetera Investment Advisers LLC is a company that has its headquarters in Schaumburg, IL. The firm has offices in 1,614 locations and a total of 3,094 employees. It oversees $33 billion in total assets across its 176,986 customer accounts, making it one of the biggest financial advisory firms in the country by assets under management. The firm serves 431 charities and foundations. Of its 176,986 client accounts, 23% are held by high-net-worth individuals who have at least $1 million in investable assets. The business provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors vary depending on which services the firm provides the client. However, fee types charged by Cetera Investment Advisers LLC can include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

351 Hughes Rd
Madison, AL 35758

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Cetera Investment Advisers LLC Brokerage Details

Total Assets Under Management

$33,356,369,941

AL Average: $6,674,516,078
Total Number of Employees

3,094

AL Average: 44
Total Number of Accounts

176,986

AL Average: 2,564
Average Account Size

$188,469

AL Average: $2,603,165

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Jason Spivey Work History

Jason has been registered as a financial advisor for 7 years.*

2016 - Present (8 years)

Regions Bank

2016 - Present (8 years)

Cetera Investment Advisers LLC

2016 - Present (8 years)

Cetera Investment Services LLC

2015 - 2016 (1 year)

Morgan Stanley Private Bank, National Association

2012 - 2016 (4 years)

Morgan Stanley Smith Barney

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Jason Spivey to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cetera Investment Advisers LLC

Joseph Charron
Oklahoma City, OK
Eric Siegeltuch
Yonkers, NY
Erin Mcclain
Philadelphia, PA
Michael Nelson
Anaheim, CA
Stuart Wilson
Athens, AL
Randall Scott
Knoxville, TN
Robert Bodnar
Pittsburgh, PA
Allan Proske
Freehold, NJ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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