John
Ferguson
Steward Partners Investment Advisory, LLC
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About this Advisor
John Ferguson is a certified financial planner based out of Mobile, Alabama. Ferguson currently works for Steward Partners Investment Advisory, LLC. Throughout their career, Ferguson has worked at Merrill Lynch, Pierce, Fenner & Smith Inc, Wells Fargo Advisors, LLC, Wells Fargo Clearing Services, LLC, Steward Partners Investment Solutions, LLC, Steward Partners Global Advisory, LLC and Steward Partners Investment Advisory, LLC. Ferguson holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is able to serve investors in Alabama and Texas. Steward Partners Investment Advisory, LLC is a firm that has its headquarters in New York, NY. The investment advisory business has offices in 45 locations and a total of 363 people on staff. It controls $12 billion in assets under management between its 27,637 client accounts, placing it among the largest investment advisory firms in the United States by assets under management. The firm advises 45 charities and foundations. Of its 27,637 client accounts, 55% are associated with high-net-worth clients who have greater than $1 million in assets available to invest. The advisory firm offers a wide set of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and other services. Financial management fee schedules usually vary depending on which service is offered. Fee types billed by Steward Partners Investment Advisory, LLC most likely include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Steward Partners Investment Advisory, LLC Brokerage Details
$12,168,947,752
363
27,637
$440,314
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Other
John Ferguson Work History
John has been registered as a financial advisor for 0 years.*
Steward Partners Investment Solutions, LLC
Steward Partners Global Advisory, LLC
Steward Partners Investment Advisory, LLC
Wells Fargo Clearing Services, LLC
Wells Fargo Advisors, LLC
Merrill Lynch, Pierce, Fenner & Smith Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of John Ferguson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Steward Partners Investment Advisory, LLC
New York, NY
New York, NY
Portland, ME
Paramus, NJ
Somerville, NJ
New York, NY
New York, NY
Saint Louis, MO
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
