Tony
Richards
Principal Securities, Inc
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About this Advisor
Tony Richards is a financial advisor working out of Montgomery, Alabama, with a total of 1 year of industry experience. Richards works at Principal Securities, Inc. Richards has gained experience at State Farm Insurance, State Farm Vp Management Corp, Kaplan University, Primerica Financial Services, Pfsinvestments Inc and Tony Richards Insurance Agency. Richards has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to work in Alabama. Principal Securities, Inc is an advisory company that has its headquarters in Des Moines, IA. The company has offices in 350 locations and a total of 1,430 employees. It has $9 billion in total assets among its 46,075 customer accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm advises 34 charitable organizations. Of its 46,075 customer accounts, just 3% are held by high-net-worth clients who have more than $1 million in assets available to invest. The business has a number of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors usually vary depending on which services the firm provides the client. Fee types billed by Principal Securities, Inc most likely are comprised of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Tony Richards Work History
Tony has been registered as a financial advisor for 1 years.*
Pfsinvestments Inc
Primerica Financial Services
Tony Richards Insurance Agency
State Farm Insurance
State Farm Vp Management Corp
Kaplan University
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Tony Richards to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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