Wendy
Fricks
Simplicity Wealth
Answer a few questions and
get matched with an advisor.
About this Advisor
Wendy Fricks is a financial advisor working out of Birmingham, Alabama with 3 years of industry experience. Fricks currently works for Simplicity Wealth. Fricks has gained experience at Thomas Financial Group, Dempsey Lord Smith, LLC, Simplicity Wealth, LLC and Front Page Financial Advisors. Fricks holds Series 63 and Series 66 licenses, designating them as a securities broker, and is registered to serve investors in Alabama. Simplicity Wealth is an advisory company based out of Summit, NJ. It has offices in 33 locations and a total of 46 people on staff. It handles $201 million in assets across its 2,342 accounts, placing it among the mid-sized financial advisory firms in the country by assets under management. Of its 2,342 customer accounts, just 1% are held by high-net-worth clients who have at least $1 million in assets available to invest. Simplicity Wealth offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters and educational seminars. Fees for financial advice usually depend on which service is offered. Fee types charged by Simplicity Wealth most likely include some blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Simplicity Wealth Brokerage Details
$201,035,405
46
2,342
$85,839
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
Wendy Fricks Work History
Wendy has been registered as a financial advisor for 3 years.*
Simplicity Wealth, LLC
Front Page Financial Advisors
Dempsey Lord Smith, LLC
Thomas Financial Group
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Wendy Fricks to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Simplicity Wealth
Summit, NJ
Summit, NJ
Summit, NJ
Summit, NJ
Denver, CO
Summit, NJ
Bowling Green, KY
Arlington, TX
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
