Ubs Financial Services Inc

Investment Advisor
in Anchorage, AK

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About this Advisor

Richard Henningsen is a financial advisor located in Anchorage, Alaska. Currently a registered investment advisor at Ubs Financial Services Inc, Henningsen has 10 years of professional experience. Henningsen has Series 65 and Series 66 licenses, which designate the advisor as both a securities agent and an investment advisor representative. Henningsen is able to serve clients in Alaska. Over the course of their career, they have held roles at Wells Fargo Bank, N.A, Wells Fargo Investments, LLC, Wells Fargo Advisors LLC and Ubs Financial Services Inc. Ubs Financial Services Inc is headquartered in Anchorage, Alaska, and has 369 other brick-and-mortar locations throughout the United States. As a company, Ubs Financial Services Inc manages $591 billion in assets throughout 975,301 client accounts and retains more than 15,605 people. The amount of assets the firm manages makes it one of the biggest firms in the nation. The firm manages 522,287 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 58% of the investment firm's investors are high-net-worth individuals, meaning they have more than $1 million in capital. Ubs Financial Services Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm may charge clients asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 65, Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others



Office Location

3000 A Street, Suite 100
Anchorage, AK 99503

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management


AK Average: $10,121,009,343
Total Number of Employees


AK Average: 92
Total Number of Accounts


AK Average: 6,978
Average Account Size


AK Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Richard Henningsen Work History

Richard has 10 years of experience.

2013 - Present (7 years)

Ubs Financial Services Inc

2011 - 2013 (2 years)

Wells Fargo Advisors LLC

2010 - 2013 (3 years)

Wells Fargo Bank, N.A

2010 - 2011 (1 year)

Wells Fargo Investments, LLC


Richard Henningsen has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ubs Financial Services Inc

Kelvin Pena
Miami, FL
Vivian Mui
San Francisco, CA
Dok Chua
New York, NY
Shana Metcalf
New York, NY
Dorothy Angelini
Carmel, CA
Crystal Jamieson
Irvine, CA
Reilly Smith
Washington, DC

This content was compiled from the SEC and FINRA.

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