Adam
Baker
Bok Financial Securities, Inc
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About this Advisor
Adam Baker is a financial advisor working out of Scottsdale, Arizona who has 2 years of industry experience. Baker works at Bok Financial Securities, Inc. Over the course of their career, Baker has held roles at J.P. Morgan Securities Inc, Wells Fargo, Bok Financial Securities, Inc, Bokf, Na and Bok Financial Private Wealth, Inc. Baker maintains Series 63 and Series 66 licenses, qualifying them as a securities broker, and can operate in Arizona. Bok Financial Securities, Inc is a company based out of Tulsa, OK. It has offices in 111 locations and a total of 155 employees. It oversees $739 million in total assets between its 3,217 accounts, placing it among the larger firms in the United States by assets under management. The firm provides services to five charities and foundations. Of its 3,217 client accounts, just 8% belong to high-net-worth individuals who have more than $1 million in assets available to invest. The firm has a diverse set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, educational seminars and other services. A financial advisor's fees are based on which services the firm provides the client. Fee types charged by Bok Financial Securities, Inc most likely include any combination of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Bok Financial Securities, Inc Brokerage Details
$739,298,341
155
3,217
$229,810
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
- Other
Adam Baker Work History
Adam has been registered as a financial advisor for 2 years.*
Bok Financial Private Wealth, Inc
Bok Financial Securities, Inc
Bokf, Na
Wells Fargo
J.P. Morgan Securities Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Adam Baker to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Bok Financial Advisors
Tulsa, OK
Houston, TX
Tulsa, OK
Tulsa, OK
Fort Worth, TX
Dallas, TX
Tulsa, OK
Tulsa, OK
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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