Adam
Kaplan
Royal Alliance Associates, Inc
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About this Advisor
Adam Kaplan is a financial advisor who works out of Scottsdale, Arizona with 2 years of industry experience. Kaplan is an advisor for Royal Alliance Associates, Inc. The advisor has gained experience at Massmutual Life Insurance Company, Mml Investors Services, Voya Financial Advisors, Inc, Royal Alliance Associates, Inc, Metropolitan Life Insurance Co and Metlife Securities Inc. Kaplan maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to advise clients in California and Oregon. Royal Alliance Associates, Inc is a financial advisory company headquartered in Jersey City, NJ. The company has offices in 1,009 locations and a total of 3,704 people on staff. It manages $30 billion in assets between its 149,233 accounts, placing it among the largest financial advisory firms in the nation by assets under management. The firm provides financial advice to 191 charitable organizations. Of its 149,233 client accounts, just 11% belong to high-net-worth individuals who have at least $1 million in assets. The firm offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fee schedules are based on which services the firm provides the client. Fees billed by Royal Alliance Associates, Inc likely include any blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Royal Alliance Associates, Inc Brokerage Details
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$29,536,149,674
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
3,704
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149,233
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$197,920
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Adam Kaplan Work History
Adam has been registered as a financial advisor for 2 years.*
Royal Alliance Associates, Inc
Voya Financial Advisors, Inc
Mml Investors Services
Massmutual Life Insurance Company
Metropolitan Life Insurance Co
Metlife Securities Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Adam Kaplan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Royal Alliance Associates, Inc
St Louis Park, MN
Saint Petersburg, FL
Grandville, MI
Mishawaka, IN
South Jordan, UT
Wesley Chapel, FL
Mineola, NY
Wayland, MA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
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