Alan
Pederson

Sagepoint Financial, Inc

CRD#2374281
Investment Advisor
in Phoenix, AZ

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Alan Pederson is a financial advisor working out of Phoenix, Arizona with 6 years of industry experience. Pederson is an employee of Sagepoint Financial, Inc. During their career, Pederson has held roles at Cdw and Sagepoint Financial. Pederson maintains Series 63 and Series 66 licenses, which qualify them as a securities representative, and can operate in California. Sagepoint Financial, Inc is a financial advisory firm headquartered in Phoenix, AZ. It has offices in 770 locations and a total of 3,563 advisors. It manages $17 billion in total assets across its 86,848 accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm advises 113 charitable organizations. Of its 86,848 client accounts, just 10% are associated with high-net-worth clients who have greater than $1 million in investable assets. The firm provides a wide array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fee schedules largely are based on which services are provided. However, fee types charged by Sagepoint Financial, Inc likely include some blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

6 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

20 E Thomas Rd Suite 2000
Phoenix, AZ 85012

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Sagepoint Financial, Inc Brokerage Details

Total Assets Under Management

$16,478,907,740

AZ Average: $1,555,372,352
Total Number of Employees

3,563

AZ Average: 37
Total Number of Accounts

86,848

AZ Average: 1,370
Average Account Size

$189,744

AZ Average: $1,135,308

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Alan Pederson Work History

Alan has been registered as a financial advisor for 6 years.*

2014 - Present (10 years)

Sagepoint Financial

2013 - 2014 (1 year)

Cdw

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Alan Pederson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Sagepoint Financial, Inc

Timothy Sepsi
Lemont Furnace, PA
Shireef Elmakawi
San Diego, CA
Leo Choquette
Braintree, MA
David Walkup
Spring, TX
Kenneth Hagar
Sterling Heights, MI
Courtney Carr
De Pere, WI
Alan Pederson
Phoenix, AZ
Jeffrey Dzwonkowski
Syracuse, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started