Brian
Frick

Usa Financial Securities Corporation

CRD#5343524
Investment Advisor
in Sun City West, AZ

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About this Advisor

Brian Frick is a financial advisor based out of Sun City West, Arizona, with 6 years of industry experience. Frick is currently employed by Usa Financial Securities Corporation. During their career, Frick has held roles at Frick Tax & Financial Pllc, Invest Financial Corp and Usa Financial Securities. Frick maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can operate in Arizona, California, Florida, Idaho, Nebraska, North Carolina, Ohio, Texas, Utah and Washington. Usa Financial Securities Corporation is a financial advisory company based in Ada, MI. The firm has offices in 126 locations and a total of 166 advisors. It manages $224 million in assets between its 1,433 client accounts, making it one of the mid-sized investment advisory firms in the country by assets under management. Of its 1,433 client accounts, just 1% belong to high-net-worth clients who have more than $1 million in assets. Usa Financial Securities Corporation performs a set of services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Fees charged by financial advisors typically depend on which services the firm provides the client. However, fee types charged by Usa Financial Securities Corporation most likely consist of any combination of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

6 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

13613 W Camino Del Sol Ste 3
Sun City West, AZ 85375

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Usa Financial Securities Corporation Brokerage Details

Total Assets Under Management

$223,546,536

AZ Average: $943,424,332
Total Number of Employees

166

AZ Average: 21
Total Number of Accounts

1,433

AZ Average: 1,586
Average Account Size

$155,999

AZ Average: $594,845

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Brian Frick Work History

Brian has been registered as a financial advisor for 6 years.*

2017 - Present (7 years)

Usa Financial Securities

2005 - Present (19 years)

Frick Tax & Financial Pllc

2007 - 2017 (10 years)

Invest Financial Corp

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Brian Frick to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Usa Financial Securities Corporation

Susan Green
Tustin, CA
Kevin Dudka
Ada, MI
Michael Frantz
Ada, MI
Shannon Larosse
Ada, MI
Matthew Fry
Ada, MI
Robert Travers
Oak Forest, IL
Kyle Beals
Raleigh, NC
Marcus Taylor
Ada, MI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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