Brian
Poe

Tfo Phoenix, Inc

CRD#4585582
Investment Advisor
in Phoenix, AZ

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About this Advisor

Brian Poe is a certified financial planner and chartered financial consultant working in Phoenix, Arizona with a total of 1 year of industry experience. Poe is an advisor for Tfo Phoenix, Inc. Over the course of their career, Poe has held roles at Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A, Jpmorgan Chase Bank Na, Jpmorgan Securities LLC, Versant Capital Management and Tfo Phoenix, Inc. Poe maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to serve investors in Arizona and Texas. Tfo Phoenix, Inc is a financial advisory business that has its headquarters in Phoenix, AZ. The investment advisory business has offices in two locations and a total of 64 advisors. It controls $3 billion in assets under management among its 1,685 client accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm provides financial advisory services to 45 charitable organizations. Of its 1,685 customer accounts, 75% are held by high-net-worth clients who have at least $1 million in investable assets. Tfo Phoenix, Inc provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial advisory services usually vary depending on which services the firm provides the client. However, fee types billed by Tfo Phoenix, Inc most likely are comprised of some combination of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66, CERTIFIED FINANCIAL PLANNER™, Chartered Financial Consultant

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

5060 North 40Th Street Suite 200
Phoenix, AZ 85018

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Tfo Phoenix, Inc Brokerage Details

Total Assets Under Management

$3,340,454,739

AZ Average: $1,555,372,352
Total Number of Employees

64

AZ Average: 37
Total Number of Accounts

1,685

AZ Average: 1,370
Average Account Size

$1,982,466

AZ Average: $1,135,308

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Brian Poe Work History

Brian has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Tfo Phoenix, Inc

2019 - 2022 (3 years)

Versant Capital Management

2017 - 2018 (1 year)

Jpmorgan Chase Bank Na

2017 - 2018 (1 year)

Jpmorgan Securities LLC

2015 - 2016 (1 year)

Bank Of America, N.A

2009 - 2016 (7 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Brian Poe to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Tfo Phoenix, Inc

Caleb Rutter
Phoenix, AZ
Megan Kawasaki-Mason
Phoenix, AZ
Zachary Grant
Phoenix, AZ
Jake Moller
Phoenix, AZ
Kim Llumiquinga
Phoenix, AZ
Eric Voita
Phoenix, AZ
Christopher Hess
Phoenix, AZ
David Bloom
Phoenix, AZ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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