Carol
Romney

Captrust

CRD#6468794
Investment Advisor
in Phoenix, AZ

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About this Advisor

Carol Romney is a financial advisor based in Phoenix, Arizona, working with Captrust. Carol has previously held positions at Merrill Lynch, Pierce, Fenner & Smith Inc, Romney Real Estate Investments LLC, Bank Of America, N.A, Capfinancial Partners, LLC (Captrust), and Arizona State University. Carol has passed the Series 66 regulatory exam and is registered to provide services in Arizona. Currently, Carol is part of Captrust, which operates out of Phoenix, Arizona. The firm has 69 offices and 1,554 employees. The firm manages assets totaling $852.2 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, and publication of newsletters. The fee structure at Captrust includes asset-based, hourly, fixed, and performance-based fees.

Certifications and Registrations

Series 66, CERTIFIED FINANCIAL PLANNER™

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Performance-based Fees

Office Location

2375 East Camelback Rd Suite 700
Phoenix, AZ 85016

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Captrust Brokerage Details

Total Assets Under Management

$852,173,054,617

AZ Average: $3,625,019,099
Total Number of Employees

1,554

AZ Average: 22
Total Number of Accounts

100,603

AZ Average: 1,917
Average Account Size

$8,470,653

AZ Average: $1,890,985

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters

Carol Romney Work History

2022 - Present (2 years)

Capfinancial Partners, LLC (Captrust)

2018 - Present (6 years)

Arizona State University

2015 - 2017 (2 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2015 - 2017 (2 years)

Bank Of America, N.A

2013 - 2015 (2 years)

Romney Real Estate Investments LLC

Disclosures

Please visit the SEC profile of Carol Romney to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Captrust

Shawn Morris
Boerne, TX
Mark Salazar
San Antonio, TX
Marguerite Fagan-Whitmore
New Hyde Park, NY
Mark Huffman
Sacramento, CA
Jessica Mayo
San Antonio, TX
Beth Cornell
Lone Tree, CO
Catherine Bragg
Birmingham, AL
Audrey Scroggs
Phoenix, AZ

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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