Casey
Ethier

Vanguard Advisers, Inc

CRD#5687611
Investment Advisor
in Tempe, AZ

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About this Advisor

Casey Ethier is a financial advisor who works out of Tempe, Arizona with a total of 5 years of relevant experience. Ethier works at Vanguard Advisers, Inc. They have spent their complete time as a financial advisor at Vanguard Advisers, Inc. Ethier has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to work in Arizona and Texas. Vanguard Advisers, Inc is an advisory business operating out of Malvern, PA. It has offices in 2,124 locations and a total of 2,124 financial advisors. It has $299 billion in total assets across its 634,470 customer accounts, placing it among the biggest financial advisory firms in the nation by assets under management. The firm provides financial advice to 958 charities and foundations. Of its 634,470 accounts, just 6% are associated with high-net-worth clients who have greater than $1 million in assets available to invest. Vanguard Advisers, Inc has a diverse array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. A financial advisor's fees usually depend on which services the firm provides the client. Fees charged by Vanguard Advisers, Inc likely are comprised of asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

14321 N Northsight Blvd
Tempe, AZ 85280

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Vanguard Advisers, Inc Brokerage Details

Total Assets Under Management

$299,191,714,649

AZ Average: $15,833,994,310
Total Number of Employees

2,124

AZ Average: 41
Total Number of Accounts

634,470

AZ Average: 3,342
Average Account Size

$471,562

AZ Average: $4,737,880

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Casey Ethier Work History

Casey has been registered as a financial advisor for 5 years.*

2009 - Present (15 years)

The Vanguard Group, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Casey Ethier to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Vanguard Advisers, Inc

Anna Grimes
Malvern, PA
Jonathan Kahrs
Malvern, PA
Tamala Harris
Charlotte, NC
William Bailey
Charlotte, NC
Charles Rainey
Scottsdale, AZ
William Mcbride
Malvern, PA
Julia Steele
Malvern, PA
Michael Raleigh
Malvern, PA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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