Cindy
Carpenter

Vanguard Advisers, Inc

CRD#2711708
Investment Advisor
in Scottsdale, AZ

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About this Advisor

Cindy Carpenter is a financial advisor based in Scottsdale, Arizona who has 1 year of relevant experience. Carpenter is an employee of Vanguard Advisers, Inc. Throughout their career, they have worked at Valuesquest, Inc, Commonwealth Financial Network, Jp Morgan Chase Bank, Jp Morgan Securities, LLC, Kt Properties, LLC, The Vanguard Group, Inc and Matson Money, Inc. Carpenter maintains Series 65 and Series 63 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to work in Arizona and Texas. Vanguard Advisers, Inc is a firm that has its headquarters in Malvern, PA. It has offices in 2,124 locations and a total of 2,124 financial advisors. It has $299 billion in total assets across its 634,470 customer accounts, making it one of the biggest financial advisory firms in the country by assets under management. The firm provides services to 958 charitable organizations. Of its 634,470 client accounts, just 6% are associated with high-net-worth individuals who have at least $1 million in assets. The company performs a broad set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. Fees charged by financial advisors largely depend on which service is provided. Fees billed by Vanguard Advisers, Inc can be comprised of any combination of asset-based and fixed fees.

Certifications and Registrations

Series 65, Series 63

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

14321 N. Northsight Blvd.
Scottsdale, AZ 85260

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Vanguard Advisers, Inc Brokerage Details

Total Assets Under Management

$299,191,714,649

AZ Average: $15,833,994,310
Total Number of Employees

2,124

AZ Average: 41
Total Number of Accounts

634,470

AZ Average: 3,342
Average Account Size

$471,562

AZ Average: $4,737,880

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Cindy Carpenter Work History

Cindy has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

The Vanguard Group, Inc

2019 - 2021 (2 years)

Matson Money, Inc

2016 - 2019 (3 years)

Jp Morgan Chase Bank

2016 - 2019 (3 years)

Jp Morgan Securities, LLC

2013 - 2016 (3 years)

Commonwealth Financial Network

2012 - 2016 (4 years)

Valuesquest, Inc

2005 - 2018 (13 years)

Kt Properties, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Cindy Carpenter to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Vanguard Advisers, Inc

Zachary Potter
Scottsdale, AZ
Anna Grimes
Malvern, PA
Julia Steele
Malvern, PA
Daniel Grady
Scottsdale, AZ
Trent Moore
Scottsdale, AZ
William Mcbride
Malvern, PA
John Eyen
Malvern, PA
Michael Raleigh
Malvern, PA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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