Cody
Wiseman

Tiaa-Cref Individual & Institutional Services, LLC

CRD#6185336
Investment Advisor
in Tempe, AZ

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About this Advisor

Cody Wiseman is an investment advisor based in Tempe, Arizona. Currently a registered investment advisor with Tiaa-Cref Individual & Institutional Services, LLC, Wiseman has 10 years of experience as a registered investment advisor. Wiseman maintains Series 66 and Series 63 licenses, qualifying them as a securities broker. Wiseman can advise investors based out of Arizona. Their career trajectory has included roles at Tiaa-Cref Individual & Institutional Services, LLC, Fidelity Investments, Rapid Recovery and Tiaa. Tiaa-Cref Individual & Institutional Services, LLC is located in Tempe, Arizona, and operates out of 153 other brick-and-mortar locations across the United States. As a company, Tiaa-Cref Individual & Institutional Services, LLC oversees $26 billion in assets throughout 64,735 accounts and retains more than 1,991 people. The amount of assets the firm manages makes it one of the largest investment advisory firms in the United States. All of the firm's accounts are managed on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 62% of the advisor firm's customers are high-net-worth individuals, meaning they have more than $1 million in assets. Tiaa-Cref Individual & Institutional Services, LLC provides financial planning services and portfolio management for individuals and small businesses. The firm's fees may include asset-based and other fees.

Certifications and Registrations

Series 66, Series 63

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Others

Disclosures

No

Office Location

222 South Mill Avenue Suite 141
Tempe, AZ 85281

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Tiaa-Cref Individual & Institutional Services, LLC Brokerage Details

Total Assets Under Management

$25,183,075,928

AZ Average: $7,464,549,021
Total Number of Employees

1,988

AZ Average: 88
Total Number of Accounts

69,021

AZ Average: 3,892
Average Account Size

$364,861

AZ Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

Cody Wiseman Work History

Cody has 10 years of experience.

2016 - Present (3 years)

Tiaa-Cref Individual & Institutional Services, LLC

2016 - Present (3 years)

Tiaa

2013 - 2016 (3 years)

Fidelity Investments

2008 - 2013 (5 years)

Rapid Recovery

Disclosures

Cody Wiseman has no disclosures.

Please visit their SEC profile for more details.

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This content was compiled from the SEC and FINRA.

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