Cole
Gillespie
Lpl Financial LLC
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About this Advisor
Cole Gillespie is a financial advisor working in Scottsdale, Arizona with a total of 3 years of relevant experience. Gillespie is on the advisory team at Lpl Financial LLC. During their career, the advisor has held roles at Oregon State University, San Diego Padres, Sugar Land Skeeters, Miami Marlins, Seattle Mariners, San Francisco Giants and Lpl Financial, LLC. Gillespie holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and can operate in California. Lpl Financial LLC is a registered investment company operating out of Fort Mill, SC. The firm has offices in 9,898 locations and a total of 31,366 people on staff. It controls $368 billion in total assets among its 1,688,501 customer accounts, placing it among the biggest firms in the nation by assets under management. The firm serves 3,425 charitable organizations. Of its 1,688,501 client accounts, 31% are associated with high-net-worth investors who have at least $1 million in assets available to invest. Lpl Financial LLC provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial advisory fees usually depend on which services the firm provides the client. However, fee types billed by Lpl Financial LLC can include some combination of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Lpl Financial LLC Brokerage Details
$368,018,536,946
31,366
1,688,501
$217,956
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Cole Gillespie Work History
Cole has been registered as a financial advisor for 3 years.*
Lpl Financial, LLC
Oregon State University
San Diego Padres
Sugar Land Skeeters
Miami Marlins
Seattle Mariners
San Francisco Giants
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Cole Gillespie to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
The Villages, FL
Charlestown, MA
Sea Girt, NJ
Purchase, NY
Walnut Creek, CA
Newport Beach, CA
Lawrenceburg, IN
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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