Darcy
Bergen

Ae Wealth Management, LLC

CRD#6568462
Investment Advisor
in Peoria, AZ

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Darcy Bergen is a financial advisor based out of Peoria, Arizona with a total of 1 year of industry experience. Bergen is an advisor for Ae Wealth Management, LLC. Their career trajectory has included roles at Horter Investments, Clear Solutions LLC Dba Bergen Financial Group, Simplicity Wealth, LLC and Ae Wealth Management, LLC. Bergen has a Series 65 license, which qualifies them as an investment advisor representative, and is able to operate in Arizona. Ae Wealth Management, LLC is a registered investment firm based in Topeka, KS. The firm has offices in 450 locations and a total of 571 people on staff. It manages $19 billion in assets under management among its 160,475 accounts, making it one of the biggest financial advisory firms in the nation by assets under management. The firm provides financial advice to 71 charities and foundations. Of its 160,475 client accounts, just 3% are held by high-net-worth investors who have greater than $1 million in investable assets. Ae Wealth Management, LLC provides a broad set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Fees for financial advice usually are based on which services the firm provides the client. However, fee types billed by Ae Wealth Management, LLC likely include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 65

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

8765 W. Kelton Lane Building C2
Peoria, AZ 85382

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Ae Wealth Management, LLC Brokerage Details

Total Assets Under Management

$19,248,840,448

AZ Average: $2,243,162,756
Total Number of Employees

571

AZ Average: 44
Total Number of Accounts

160,475

AZ Average: 4,091
Average Account Size

$119,949

AZ Average: $548,316

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Darcy Bergen Work History

Darcy has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Ae Wealth Management, LLC

2003 - Present (21 years)

Clear Solutions LLC Dba Bergen Financial Group

2020 - 2022 (2 years)

Simplicity Wealth, LLC

2015 - 2020 (5 years)

Horter Investments

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Darcy Bergen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Ae Wealth Management, LLC

Kacy Brannum
Valley Park, MO
Sheila Snowdon
Winter Garden, FL
Sean Hite
Honolulu, HI
Kade Schoenrock
Midvale, UT
John Girault Iii
Valley Park, MO
Ashley Robinson
Denver, CO
Scott Winstead
Grapevine, TX
Thomas Baldwin
York, PA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started