David
Vega

Assetmark, Inc

CRD#6290060
Investment Advisor
in Phoenix, AZ

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About this Advisor

David Vega is a financial advisor who works out of Phoenix, Arizona, with 6 years of industry experience. Vega currently works for Assetmark, Inc. Throughout their career, Vega has worked at Charles Schwab & Co., Inc, Jp Morgan Chase, Assetmark Brokerage, LLC and Assetmark Financial, Inc. Vega maintains Series 63 and Series 66 licenses, certifying them as a securities broker, and is able to work in Arizona. Assetmark, Inc is a company that has its headquarters in Concord, CA. The firm has offices in four locations and a total of 752 advisors. It has $55 billion in total assets across its 344,691 client accounts, placing it among the largest firms in the nation by assets under management. The firm provides services to 1,151 charitable organizations. Of its 344,691 accounts, just 1% are held by high-net-worth clients who have more than $1 million in assets. Assetmark, Inc has a number of services, such as portfolio management for individuals and small businesses, portfolio management for investment companies, pension consulting services and selection of other advisers. Fees charged by financial advisors usually vary depending on the services provided. However, fee types charged by Assetmark, Inc likely include asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

6 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

3200 N. Central Ave. 7Th Floor
Phoenix, AZ 85012

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Assetmark, Inc Brokerage Details

Total Assets Under Management

$55,215,464,971

AZ Average: $7,578,581,321
Total Number of Employees

752

AZ Average: 43
Total Number of Accounts

344,691

AZ Average: 3,727
Average Account Size

$160,188

AZ Average: $2,033,427

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Pension consulting services
  • Selection of other advisers

David Vega Work History

David has been registered as a financial advisor for 6 years.*

2017 - Present (7 years)

Assetmark Brokerage, LLC

2017 - Present (7 years)

Assetmark Financial, Inc

2014 - 2017 (3 years)

Charles Schwab & Co., Inc

2012 - 2013 (1 year)

Jp Morgan Chase

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of David Vega to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Assetmark, Inc

Eric Burkhardt
Concord, CA
Rachael Elken
Concord, CA
Dylan Schlott
Concord, CA
Joy Walker
Sarasota, FL
Sharlyn Leh
Sandusky, OH
Justin Dirito
Plymouth, MA
Jennifer Fouke
Concord, CA
Ryan Nolan
Concord, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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