Diego
Garcia
Morgan Stanley
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About this Advisor
Diego Garcia is a financial advisor who works out of Gilbert, Arizona. Garcia currently works for Morgan Stanley. Throughout their career, Garcia has worked at Jpmorgan Chase Bank, N.A, J.P. Morgan Securities, LLC, University Of Southern California, Vanguard, Northern Trust Corporation, Thornburg Investment Management, Grief & Co, Palazzo Investment Bankers, Goldman Sachs, Houlihan Lokey, Integrity Square, Bank Of Tokyo Mitsubishi (Mufg), Columbia University, Vanguard Marketing Corporation, Thornburg Securities Corporation, State Street Global Advisors Funds Distributors, LLC, State Street Global Advisors Trust Company, Independent Investment Bankers Corp, Justly Markets, LLC, Morgan Stanley and First Choice Business Brokers. Garcia holds Series 66 and Series 63 licenses, which qualify them as a securities representative, and is approved to serve investors in Arizona and Texas. Morgan Stanley is an advisory firm operating out of Purchase, NY. The investment advisory business has offices in 930 locations and a total of 28,000 people on staff. It controls $1 trillion in assets between its 2,233,188 client accounts, placing it among the biggest firms in the country by assets under management. The firm provides financial advice to 30,383 charities and foundations. Of its 2,233,188 accounts, just 1% belong to high-net-worth clients who have greater than $1 million in assets. The advisory firm performs a broad assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial management typically vary depending on which services are offered. Fees charged by Morgan Stanley likely consist of some blend of asset-based, fixed, commission-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Morgan Stanley Brokerage Details
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$1,185,061,196,999
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
28,000
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2,233,188
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$530,659
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Diego Garcia Work History
Diego has been registered as a financial advisor for 0 years.*
Morgan Stanley
Justly Markets, LLC
Independent Investment Bankers Corp
State Street Global Advisors Funds Distributors, LLC
State Street Global Advisors Trust Company
First Choice Business Brokers
Jpmorgan Chase Bank, N.A
J.P. Morgan Securities, LLC
Vanguard
Vanguard Marketing Corporation
Northern Trust Corporation
Thornburg Investment Management
Thornburg Securities Corporation
Grief & Co
University Of Southern California
Palazzo Investment Bankers
Goldman Sachs
Goldman Sachs
Houlihan Lokey
Columbia University
Integrity Square
Bank Of Tokyo Mitsubishi (Mufg)
Columbia University
Columbia University
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Diego Garcia to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Morgan Stanley
Baltimore, MD
Billings, MT
Oakland, CA
Fort Lauderdale, FL
Walnut Creek, CA
New York, NY
Pueblo, CO
Blue Bell, PA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
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