Erik
Spano

Northern Trust Investments, Inc

CRD#4435209
Investment Advisor
in Tempe, AZ

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About this Advisor

Erik Spano is a financial advisor located in Tempe, Arizona. Currently a registered financial advisor with Northern Trust Investments, Inc, they have accrued 13 years of professional experience. Spano maintains Series 65, Series 63 and Series 66 licenses, qualifying the advisor as both a securities agent and an investment advisor representative. Spano is able to advise investors in Alabama, Montana, West Virginia, Alaska, Kansas, Arizona, Arkansas, Indiana, California, Iowa, North Dakota, Colorado, Washington, Connecticut, Delaware, Minnesota, Washington, D.C., South Carolina, Virginia, Texas, Florida, Georgia, Hawaii, Idaho, New Mexico, Wisconsin, Illinois, Nebraska, New Hampshire, Kentucky, Louisiana, Maine, Maryland, New Jersey, North Carolina, Massachusetts, Missouri, Michigan, Mississippi, Nevada, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Dakota and Utah. Over the course of their career, Spano has held roles at Kelly Services, Merrill Lynch, Ing Funds Distributor, LLC, Bank Of America, Na, The Vanguard Group, Inc, Northern Trust Securities and Northern Trust Bank. Northern Trust Investments, Inc is based out of Tempe, Arizona, and operates out of six additional locations throughout the country. In total, Northern Trust Investments, Inc manages $837 billion in assets dispersed across 34,287 client accounts and retains more than 562 people. The amount of assets the firm manages makes it one of the biggest financial advisory firms in the nation. All of the firm's accounts are managed on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 88% of the advisory firm's clients are high-net-worth individuals, meaning they have over $1 million in assets. Northern Trust Investments, Inc can offer portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, publication of newsletters and other services. The firm's fees may include asset-based, fixed, performance-based and other fees.

Certifications and Registrations

Series 65, Series 63, Series 66

Years of Experience

13 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Publication of periodicals or newsletters, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees, Others

Disclosures

No

Office Location

2160 East Elliot Road
Tempe, AZ 85284

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Northern Trust Investments, Inc Brokerage Details

Total Assets Under Management

$806,621,804,542

AZ Average: $6,674,516,078
Total Number of Employees

573

AZ Average: 44
Total Number of Accounts

35,793

AZ Average: 2,564
Average Account Size

$22,535,742

AZ Average: $2,603,165

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Other

Erik Spano Work History

Erik has 13 years of experience.

2015 - Present (4 years)

Northern Trust Securities

2015 - Present (4 years)

Northern Trust Bank

2012 - 2015 (3 years)

The Vanguard Group, Inc

2010 - 2010 (< 1 year)

Kelly Services

2010 - 2012 (2 years)

Merrill Lynch

2010 - 2012 (2 years)

Bank Of America,Na

2005 - 2009 (4 years)

Ing Funds Distributor, LLC

Disclosures

Erik Spano has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Northern Trust Investments, Inc

Ronald Francisco
Tempe, AZ
Michelle Stewart
Tempe, AZ
Desi Berry
Tempe, AZ
Sierra Jones
Tempe, AZ
Terry Weissberg
West Palm Beach, FL
James Thompson
Tempe, AZ
Erik Spano
Tempe, AZ
Douglas Brown
Tempe, AZ

This content was compiled from the SEC and FINRA.

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