Erik
Spano

Northern Trust Investments, Inc

CRD#4435209
Investment Advisor
in Tempe, AZ

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About this Advisor

Erik Spano is a financial advisor who works in Tempe, Arizona, who has been in the advisory business for 10 years. Spano is an advisor for Northern Trust Investments, Inc. Spano has gained experience at Kelly Services, Merrill Lynch, Bank Of America, Na, The Vanguard Group, Inc, Northern Trust Securities and Northern Trust Bank. Spano maintains Series 63, Series 66 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to operate in Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District Of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Texas, Utah, Virginia, Washington, West Virginia and Wisconsin. Northern Trust Investments, Inc is a firm headquartered in Tempe, Arizona. It has offices in nine locations and a total of 603 advisors. It has $873 billion in assets under management among its 35,635 customer accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm provides financial advisory services to 352 charities and foundations. Of its 35,635 accounts, 74% are associated with high-net-worth individuals who have greater than $1 million in assets. Northern Trust Investments, Inc has a number of services, including portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, publication of newsletters and other services. Fees for financial management usually vary depending on which service is provided. Fee types charged by Northern Trust Investments, Inc can include asset-based, fixed, performance-based and other fees.

Certifications and Registrations

Series 63, Series 66, Series 65

Years of Experience

10 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Publication of periodicals or newsletters, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees, Others

Disclosures

No

Office Location

2160 East Elliot Road
Tempe, AZ 85284

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Northern Trust Investments, Inc Brokerage Details

Total Assets Under Management

$872,910,314,937

AZ Average: $6,674,516,078
Total Number of Employees

603

AZ Average: 44
Total Number of Accounts

35,635

AZ Average: 2,564
Average Account Size

$24,495,870

AZ Average: $2,603,165

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Other

Erik Spano Work History

Erik has 10 years of experience.

2015 - Present (5 years)

Northern Trust Securities

2015 - Present (5 years)

Northern Trust Bank

2012 - 2015 (3 years)

The Vanguard Group, Inc

2010 - 2010 (< 1 year)

Kelly Services

2010 - 2012 (2 years)

Merrill Lynch

2010 - 2012 (2 years)

Bank Of America,Na

Disclosures

Erik Spano has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Northern Trust Investments, Inc

Michael Burdeen
Chicago, IL
Louis Kafkes
Chicago, IL
Jessica Mclaughlin
Chicago, IL
James Thompson
Tempe, AZ
Hunter Knapp
Chicago, IL
Erik Spano
Tempe, AZ
John Faron
Stamford, CT
William Thomas
Chicago, IL

This content was compiled from the SEC and FINRA.

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