Northern Trust Investments, Inc
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About this Advisor
Erik Spano is a financial advisor located in Tempe, Arizona. Currently a registered financial advisor with Northern Trust Investments, Inc, they have accrued 13 years of professional experience. Spano maintains Series 65, Series 63 and Series 66 licenses, qualifying the advisor as both a securities agent and an investment advisor representative. Spano is able to advise investors in Alabama, Montana, West Virginia, Alaska, Kansas, Arizona, Arkansas, Indiana, California, Iowa, North Dakota, Colorado, Washington, Connecticut, Delaware, Minnesota, Washington, D.C., South Carolina, Virginia, Texas, Florida, Georgia, Hawaii, Idaho, New Mexico, Wisconsin, Illinois, Nebraska, New Hampshire, Kentucky, Louisiana, Maine, Maryland, New Jersey, North Carolina, Massachusetts, Missouri, Michigan, Mississippi, Nevada, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Dakota and Utah. Over the course of their career, Spano has held roles at Kelly Services, Merrill Lynch, Ing Funds Distributor, LLC, Bank Of America, Na, The Vanguard Group, Inc, Northern Trust Securities and Northern Trust Bank. Northern Trust Investments, Inc is based out of Tempe, Arizona, and operates out of six additional locations throughout the country. In total, Northern Trust Investments, Inc manages $837 billion in assets dispersed across 34,287 client accounts and retains more than 562 people. The amount of assets the firm manages makes it one of the biggest financial advisory firms in the nation. All of the firm's accounts are managed on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 88% of the advisory firm's clients are high-net-worth individuals, meaning they have over $1 million in assets. Northern Trust Investments, Inc can offer portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, publication of newsletters and other services. The firm's fees may include asset-based, fixed, performance-based and other fees.
Certifications and Registrations
Years of Experience
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Northern Trust Investments, Inc Brokerage Details
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Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Publication of periodicals or newsletters
Erik Spano Work History
Erik has 13 years of experience.
Northern Trust Securities
Northern Trust Bank
The Vanguard Group, Inc
Bank Of America,Na
Ing Funds Distributor, LLC
Erik Spano has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Northern Trust Investments, Inc
West Palm Beach, FL