Ernesto
Rodriguez

Bancwest Investment Services, Inc

CRD#6627036
Investment Advisor
in Tempe, AZ

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About this Advisor

Ernesto Rodriguez is a financial advisor based in Tempe, Arizona. Currently a registered advisor at Bancwest Investment Services, Inc, Rodriguez has 10 years of professional experience. Rodriguez holds Series 63 and Series 66 licenses, which certify the advisor as a securities representative. Rodriguez is registered to work with customers based out of Arizona. Throughout their career, they have worked at Bank Of The West, Bancwest Investment Services, The Vanguard Group, Inc, Fry'S Supermarket, Northern Arizona University, Randstad, D'Kardia Sales, Equis Financial, New York Life Arizona and Mi Swaco. Bancwest Investment Services, Inc is headquartered in Tempe, Arizona, and has 525 other brick-and-mortar locations in the United States. In total, Bancwest Investment Services, Inc oversees $2 billion in assets dispersed across 7,801 accounts and employs more than 358 people. The level of assets currently under the firm's management makes it one of the largest investment advisory firms in the nation. All of the firm's accounts are managed on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 2% of the firm's clients are high-net-worth individuals, meaning they have more than $1 million in assets. Bancwest Investment Services, Inc offers portfolio management for individuals and small businesses, selection of other advisers and other services. The firm's fees may include asset-based fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

10 years

Services Offered

Portfolio management for individuals and/or small businesses, Selection of other advisers, Other

Fee Structure

Percentage of Assets

Disclosures

No

Office Location

1625 W Fountainhead Pkwy 9Th Flr
Tempe, AZ 85282

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Bancwest Investment Services, Inc Brokerage Details

Total Assets Under Management

$1,531,290,151

AZ Average: $1,978,216,465
Total Number of Employees

361

AZ Average: 226
Total Number of Accounts

8,147

AZ Average: 7,467
Average Account Size

$187,958

AZ Average: $264,928

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Other

Ernesto Rodriguez Work History

Ernesto has 10 years of experience.

2018 - Present (1 year)

Bank Of The West

2018 - Present (1 year)

Bancwest Investment Services

2016 - 2018 (2 years)

The Vanguard Group, Inc

2016 - 2016 (< 1 year)

Fry'S Supermarket

2016 - 2016 (< 1 year)

Randstad

2016 - 2016 (< 1 year)

Equis Financial

2016 - 2016 (< 1 year)

New York Life Arizona

2014 - 2016 (2 years)

D'Kardia Sales

2011 - 2015 (4 years)

Mi Swaco

2010 - 2011 (1 year)

San Luis High School

2008 - 2011 (3 years)

Northern Arizona University

Disclosures

Ernesto Rodriguez has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Bancwest Investment Services, Inc (Bwis)

Viviana Bigolin
La Jolla, CA
Ernesto Rodriguez
Tempe, AZ
Tara Kimmins
Newport Beach, CA
Nathan Vandas
Aurora, CO
Joseph Dadashadeh
Meridian, ID
Deny Delgadillo
Pasadena, CA
Stephane Johnston
New York, NY
Tony Tat Yan Lam
Pasadena, CA

This content was compiled from the SEC and FINRA.

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