Joe
Lau

Eagle Strategies LLC

CRD#2025015
Investment Advisor
in Yuma, AZ

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About this Advisor

Joe Lau is a financial advisor operating out of Yuma, Arizona, who has been in the advisory business for 31 years. Lau is an advisor for Eagle Strategies LLC. During their career, Lau has held roles at Nylife Securities Inc and New York Life Ins. Co. Lau maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to work in Arizona. Eagle Strategies LLC is a registered investment company that has its headquarters in Yuma, Arizona. The firm has offices in 732 locations and a total of 2,030 financial advisors. It handles $11 billion in assets under management among its 59,118 accounts, placing it among the biggest firms in the United States by assets under management. The firm advises 91 charitable organizations. Of its 59,118 client accounts, 21% are held by high-net-worth investors who have at least $1 million in assets available to invest. Eagle Strategies LLC has a diverse assortment of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Fees charged by financial advisors vary depending on which services the firm provides the client. Fees charged by Eagle Strategies LLC most likely include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

31 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

1763 W. 24Th Street Suite 101
Yuma, AZ 85364

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Eagle Strategies LLC Brokerage Details

Total Assets Under Management

$11,273,733,918

AZ Average: $7,464,549,021
Total Number of Employees

2,030

AZ Average: 88
Total Number of Accounts

59,118

AZ Average: 3,892
Average Account Size

$190,699

AZ Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Joe Lau Work History

Joe has 31 years of experience.

1989 - Present (32 years)

Nylife Securities Inc

1989 - Present (32 years)

New York Life Ins. Co

Disclosures

Joe Lau has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Eagle Strategies LLC

David Thompson
Frisco, TX
Richard Suh
Fairfax, VA
David Wilson
Waltham, MA
Jared Tevis
Portland, OR
Colton Herrington
Horseheads, NY
David Peerboom
Grand Rapids, MI
Diana Figueiredo
Bridgewater, MA
Matthew Loffredo
San Diego, CA

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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