John
Wagner

Tiaa-Cref Individual & Institutional Services, LLC

CRD#5983932
Investment Advisor
in Tempe, AZ

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About this Advisor

John Wagner is a financial advisor in Tempe, Arizona. Currently an advisor at Tiaa-Cref Individual & Institutional Services, LLC, they have gathered 12 years of work experience as a financial advisor. Wagner maintains a Series 66 license, designating the advisor as both a securities agent and an investment advisor representative. Wagner can advise customers based out of Arizona. During their career, Wagner has held roles at Merrill Lynch, Pierce, Fenner And Smith Inc, Law Offices Of John Wagner Saint, Saint Louis University School Of Law, Bank Of America, N.A, Tiaa-Cref Individual & Institutional Services, LLC and Tiaa. Tiaa-Cref Individual & Institutional Services, LLC is headquartered in Tempe, Arizona, and operates out of 153 locations in the nation. As an advisory firm, Tiaa-Cref Individual & Institutional Services, LLC manages $26 billion in assets dispersed across 64,735 accounts and employs more than 1,991 people. The level of assets currently under the firm's management makes it one of the biggest investment advisory firms in the United States. All of the firm's accounts are managed on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 62% of the firm's clients are high-net-worth individuals, meaning they have over $1 million in assets. Tiaa-Cref Individual & Institutional Services, LLC can provide financial planning services and portfolio management for individuals and small businesses. The firm may charge clients asset-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Others

Disclosures

No

Office Location

222 South Mill Avenue Suite 141
Tempe, AZ 85281

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Tiaa-Cref Individual & Institutional Services, LLC Brokerage Details

Total Assets Under Management

$25,183,075,928

AZ Average: $7,464,549,021
Total Number of Employees

1,988

AZ Average: 88
Total Number of Accounts

69,021

AZ Average: 3,892
Average Account Size

$364,861

AZ Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

John Wagner Work History

John has 12 years of experience.

2016 - Present (3 years)

Tiaa-Cref Individual & Institutional Services, LLC

2016 - Present (3 years)

Tiaa

2011 - 2016 (5 years)

Merrill Lynch, Pierce, Fenner And Smith Inc

2011 - 2016 (5 years)

Bank Of America, N.A

2009 - 2011 (2 years)

Law Offices Of John Wagner Saint

2006 - 2009 (3 years)

Saint Louis University School Of Law

Disclosures

John Wagner has no disclosures.

Please visit their SEC profile for more details.

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This content was compiled from the SEC and FINRA.

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