Katrina
Bargas
Lpl Financial LLC
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About this Advisor
Katrina Bargas is a financial advisor who works out of Tucson, Arizona with 1 year of relevant experience. Bargas currently works for Lpl Financial LLC. Over the course of their career, Bargas has held roles at Cuna Brokerage Services, Inc, Cuna Mutual Group, Vantage West Credit Union, University Of Arizona, Marana Chamber Of Commerce, Full Time Education and Lpl Financial LLC. Bargas has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is registered to work in Arizona. Lpl Financial LLC is a financial advisory business operating out of Fort Mill, SC. The company has offices in 9,898 locations and a total of 31,366 advisors. It has $368 billion in assets across its 1,688,501 customer accounts, placing it among the largest investment advisory firms in the United States by assets under management. The firm serves 3,425 charities and foundations. Of its 1,688,501 customer accounts, 31% are associated with high-net-worth individuals who have more than $1 million in assets available to invest. Lpl Financial LLC provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. A financial advisor's fee schedules usually vary depending on which services the firm provides the client. However, fees charged by Lpl Financial LLC can include asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Lpl Financial LLC Brokerage Details
$368,018,536,946
31,366
1,688,501
$217,956
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Katrina Bargas Work History
Katrina has been registered as a financial advisor for 1 years.*
Lpl Financial LLC
Cuna Brokerage Services, Inc
Cuna Mutual Group
Vantage West Credit Union
University Of Arizona
University Of Arizona
Marana Chamber Of Commerce
Full Time Education
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Katrina Bargas to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
Purchase, NY
Festus, MO
Arlington Heights, IL
Danville, IL
Guntersville, AL
Dyersburg, TN
Boston, MA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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