Kristin
Rathjen

Wedbush Securities Inc

CRD#2208736
Investment Advisor
in Scottsdale, AZ

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About this Advisor

Kristin Rathjen is a personal financial specialist operating out of Scottsdale, Arizona with 17 years of industry experience. Rathjen is an advisor for Wedbush Securities Inc. They have been an employee of Wedbush Securities Inc for their complete career. Rathjen has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can work in Arizona. Wedbush Securities Inc is a financial advisory firm operating out of Los Angeles, CA. The investment advisory business has offices in 58 locations and a total of 920 people on staff. It oversees $4 billion in assets between its 8,553 accounts, making it one of the largest firms in the country by assets under management. The firm advises 21 charitable organizations. Of its 8,553 customer accounts, just 14% belong to high-net-worth investors who have at least $1 million in investable assets. Wedbush Securities Inc has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fees largely vary depending on the type of financial services provided. Fee types charged by Wedbush Securities Inc likely include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Personal Financial Specialist

Years Registered*

17 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

14851 N. Scottsdale Road Suite 201
Scottsdale, AZ 85254

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Wedbush Securities Inc Brokerage Details

Total Assets Under Management

$3,857,311,726

AZ Average: $7,578,581,321
Total Number of Employees

920

AZ Average: 43
Total Number of Accounts

8,553

AZ Average: 3,727
Average Account Size

$450,989

AZ Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Kristin Rathjen Work History

Kristin has been registered as a financial advisor for 17 years.*

2001 - Present (23 years)

Wedbush Morgan Securities

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Kristin Rathjen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Wedbush Securities Inc

Eliza Forastieri-Pitsikalis
Jersey City, NJ
Jonathan Monaco
Newport Beach, CA
David Yi
Los Angeles, CA
Jordan Tiu
Los Angeles, CA
Kendra Kaska
Anchorage, AK
Kevin Sesny
Los Angeles, CA
Paul Delzio
Sacramento, CA
Alicia Sorensen
Los Angeles, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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