Lacie
Dalton

Vanguard Advisers, Inc

CRD#4804196
Investment Advisor
in Scottsdale, AZ

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About this Advisor

Lacie Dalton is a certified financial planner working out of Scottsdale, Arizona with 10 years of industry experience. Dalton is an advisor for Vanguard Advisers, Inc. They have spent all of their career at Vanguard Advisers, Inc. Dalton holds a Series 63 license, which qualifies them as a securities representative, and is able to advise clients in Arizona and Texas. Vanguard Advisers, Inc is a firm headquartered in Malvern, PA. The investment advisory business has offices in 2,124 locations and a total of 2,124 financial advisors. It handles $299 billion in assets under management between its 634,470 accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm provides services to 958 charitable organizations. Of its 634,470 client accounts, just 6% belong to high-net-worth clients who have at least $1 million in assets. The company provides a wide array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. Fees for financial advice vary depending on the type of financial services provided. Fees charged by Vanguard Advisers, Inc most likely include any blend of asset-based and fixed fees.

Certifications and Registrations

Series 63, CERTIFIED FINANCIAL PLANNER™

Years Registered*

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

14321 N. Northsight Boulevard
Scottsdale, AZ 85260

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Vanguard Advisers, Inc Brokerage Details

Total Assets Under Management

$299,191,714,649

AZ Average: $15,833,994,310
Total Number of Employees

2,124

AZ Average: 41
Total Number of Accounts

634,470

AZ Average: 3,342
Average Account Size

$471,562

AZ Average: $4,737,880

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Lacie Dalton Work History

Lacie has been registered as a financial advisor for 10 years.*

2004 - Present (20 years)

The Vanguard Group, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Lacie Dalton to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Vanguard Advisers, Inc

Anna Grimes
Malvern, PA
Jonathan Kahrs
Malvern, PA
Austin Crass
Charlotte, NC
Trent Moore
Scottsdale, AZ
Charles Rainey
Scottsdale, AZ
William Mcbride
Malvern, PA
John Eyen
Malvern, PA
Michael Raleigh
Malvern, PA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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