Monica
Kaufman

Harmony Asset Management LLC

CRD#2471533
Investment Advisor
in Scottsdale, AZ

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About this Advisor

Monica Kaufman is a certified financial planner based in Scottsdale, Arizona with 3 years of industry experience. Kaufman is an advisor for Harmony Asset Management LLC. Throughout their career, they have worked at Hillford Consulting, LLC, Altissimi, LLC, Edward Jones, Morgan Stanley Smith Barney LLC, Morgan Stanley Private Bank, N.A, Harmony Asset Management LLC and The Ayco Company, L.P./Mercer Allied. Kaufman holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is able to advise clients in Texas. Harmony Asset Management LLC is an advisory company that has its headquarters in Scottsdale, AZ. The investment advisory business has offices in two locations and a total of nine advisors. It has $314 million in total assets among its 458 customer accounts, making it one of the mid-sized investment advisory firms in the United States by assets under management. Of its 458 client accounts, 50% are held by high-net-worth clients who have more than $1 million in assets. Harmony Asset Management LLC offers a few services, such as financial planning services, portfolio management for individuals and small businesses and portfolio management for institutional clients. Financial advisory fee schedules typically vary depending on which services the firm provides the client. Fee types charged by Harmony Asset Management LLC likely are comprised of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66, CERTIFIED FINANCIAL PLANNER™

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

15169 N. Scottsdale Road Suite 205
Scottsdale, AZ 85254

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Harmony Asset Management LLC Brokerage Details

Total Assets Under Management

$313,866,421

AZ Average: $1,555,372,352
Total Number of Employees

9

AZ Average: 37
Total Number of Accounts

458

AZ Average: 1,370
Average Account Size

$685,298

AZ Average: $1,135,308

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients

Monica Kaufman Work History

Monica has been registered as a financial advisor for 3 years.*

2020 - Present (4 years)

Harmony Asset Management LLC

2019 - 2020 (1 year)

The Ayco Company, L.P./Mercer Allied

2018 - 2019 (1 year)

Morgan Stanley Smith Barney LLC

2018 - 2019 (1 year)

Morgan Stanley Private Bank, N.A

2017 - 2018 (1 year)

Altissimi, LLC

2017 - 2017 (< 1 year)

Edward Jones

2015 - 2016 (1 year)

Hillford Consulting, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Monica Kaufman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Harmony Asset Management LLC

Hairold Lopez
Scottsdale, AZ
Kenneth Jobson
Scottsdale, AZ
Stuart Henley
Scottsdale, AZ
Monica Kaufman
Scottsdale, AZ
Dale Boettcher
Scottsdale, AZ
Michael Aloian
Scottsdale, AZ
Alan Rosenfield
Scottsdale, AZ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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