Nathaniel
Facarazzo

Sequent Planning, LLC

CRD#4727297
Investment Advisor
in Scottsdale, AZ

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About this Advisor

Nathaniel Facarazzo is a financial advisor who works in Scottsdale, Arizona who has 5 years of relevant experience. Facarazzo is currently employed by Sequent Planning, LLC. The advisor has gained experience at Usaa Financial Advisors, Inc, Usaa Financial Planning Services Inc, Regal Investment Advisors, Futurity First Insurance Group and Sequent Planning, LLC. Facarazzo has Series 63 and Series 66 licenses, designating them as a securities agent, and can advise clients in Arizona, Nevada and Texas. Sequent Planning, LLC is a financial advisory firm based out of Omaha, NE. The firm has offices in 32 locations and a total of 86 advisors. It handles $248 million in assets under management across its 3,117 accounts, placing it among the mid-sized firms in the nation by assets under management. Of its 3,117 accounts, just 1% are held by high-net-worth investors who have greater than $1 million in assets. Sequent Planning, LLC has a broad set of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. A financial advisor's fee schedules usually vary depending on the type of services. However, fees charged by Sequent Planning, LLC can include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

8501 E. Princess Drive Suite 210
Scottsdale, AZ 85255

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Sequent Planning, LLC Brokerage Details

Total Assets Under Management

$248,155,987

AZ Average: $1,978,216,465
Total Number of Employees

86

AZ Average: 226
Total Number of Accounts

3,117

AZ Average: 7,467
Average Account Size

$79,614

AZ Average: $264,928

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Nathaniel Facarazzo Work History

Nathaniel has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Sequent Planning, LLC

2016 - Present (8 years)

Futurity First Insurance Group

2014 - 2016 (2 years)

Regal Investment Advisors

2010 - 2014 (4 years)

Usaa Financial Advisors, Inc

2010 - 2014 (4 years)

Usaa Financial Planning Services Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Nathaniel Facarazzo to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Sequent Planning, LLC

Scott Lambie
Omaha, NE
Scott Aschoff
Omaha, NE
Heather Franklin
Oxford, FL
Jeffrey Riesberg
Omaha, NE
Aaron Shigley
Omaha, NE
David Cavaiani
Appleton, WI
William Leake
Omaha, NE

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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