Nicholas
Chavez

Financial Engines Advisors L.L.C

CRD#7020393
Investment Advisor
in Phoenix, AZ

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Nicholas Chavez is a financial advisor working in Phoenix, Arizona with 5 years of relevant experience. Chavez is an advisor for Financial Engines Advisors L.L.C. Their career trajectory has included roles at Financial Engines Advisors L.L.C, City Of Huntington Beach, Napolitano For Supervisor, Office Of Assemblyman Travis Allen, Daphne'S Greek Cafe, Guerra For Senate and Straw Hat Pizza. Chavez maintains a Series 65 license, designating them as an investment advisor representative, and is able to advise clients in Arizona and Texas. Financial Engines Advisors L.L.C is a financial advisory company based out of Santa Clara, CA. The firm has offices in 149 locations and a total of 1,514 employees. It oversees $242 billion in total assets between its 1,594,707 client accounts, placing it among the biggest financial advisory firms in the nation by assets under management. The firm advises 54 charitable organizations. Of its 1,594,707 accounts, just 2% belong to high-net-worth investors who have at least $1 million in assets available to invest. The advisory firm provides a diverse array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Financial advisory fees typically vary depending on which service is offered. Fees billed by Financial Engines Advisors L.L.C most likely consist of some blend of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 65

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Subscription Fees, Fixed Fees, Others

Office Location

4742 N. 24Th Street Suite 270
Phoenix, AZ 85016

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Financial Engines Advisors L.L.C Brokerage Details

Total Assets Under Management

$241,970,176,743

AZ Average: $7,578,581,321
Total Number of Employees

1,514

AZ Average: 43
Total Number of Accounts

1,594,707

AZ Average: 3,727
Average Account Size

$151,733

AZ Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Nicholas Chavez Work History

Nicholas has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Financial Engines Advisors L.L.C

2017 - 2018 (1 year)

City Of Huntington Beach

2016 - 2016 (< 1 year)

Napolitano For Supervisor

2015 - 2016 (1 year)

Office Of Assemblyman Travis Allen

2014 - 2015 (1 year)

Daphne'S Greek Cafe

2014 - 2014 (< 1 year)

Guerra For Senate

2013 - 2014 (1 year)

Straw Hat Pizza

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Nicholas Chavez to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Financial Engines Advisors L.L.C

Fahima Shaw
Fairfax, VA
Stephen Sassi
Staten Island, NY
Steven Murray
Whitman, MA
William Mcelroy
Phoenix, AZ
Clayton Ernst
Colorado Springs, CO
Nicholas Chavez
Phoenix, AZ
Anthony Badillo
Fairfax, VA
Joseph Bergen
Virginia Beach, VA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started