Nicholas
Penido

Mml Investors Services, LLC

CRD#5705419
Investment Advisor
in Scottsdale, AZ

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About this Advisor

Nicholas Penido is a financial advisor operating out of Scottsdale, Arizona with a total of 7 years of relevant experience. Penido is currently employed by Mml Investors Services, LLC. Their career trajectory has included roles at Northwestern Mutual Life Insurance Company, Northwestern Mutual Investment Services, LLC, Massachusetts Mutual Life Insurance Co and Mml Investors Services, LLC. Penido holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can work in Arizona and Texas. Mml Investors Services, LLC is an advisory business operating out of Springfield, MA. The investment advisory business has offices in 1,155 locations and a total of 7,379 employees. It has $59 billion in total assets among its 326,297 accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm advises 447 charities and foundations. The advisory firm performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. A financial advisor's fee schedules usually depend on the services provided. Fee types charged by Mml Investors Services, LLC most likely consist of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

7014 E Camelback Road Suite 1452
Scottsdale, AZ 85251

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Mml Investors Services, LLC Brokerage Details

Total Assets Under Management

$58,787,051,166

AZ Average: $16,012,751,954
Total Number of Employees

7,379

AZ Average: 118
Total Number of Accounts

326,297

AZ Average: 4,567
Average Account Size

$180,164

AZ Average: $3,506,186

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Nicholas Penido Work History

Nicholas has been registered as a financial advisor for 7 years.*

2016 - Present (8 years)

Mml Investors Services, LLC

2015 - Present (9 years)

Massachusetts Mutual Life Insurance Co

2012 - 2015 (3 years)

Northwestern Mutual Investment Services, LLC

2010 - 2015 (5 years)

Northwestern Mutual Investment Services, LLC

2009 - 2015 (6 years)

Northwestern Mutual Life Insurance Company

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Nicholas Penido to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Mml Investors Services, LLC

Patrick Thuecks
Dallas, TX
Michael Everritt
Tampa, FL
Jeremy Harness
Chesterfield, MO
Brady Murray
Lehi, UT
John Whitehead
Lake Oswego, OR
Stephen Bishop
Bethlehem, PA
Robert Ahrendt
Seattle, WA
Christopher Thrower
Dallas, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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