Nicholas
Winters
Winters Financial Group, Inc
Answer a few questions and
get matched with an advisor.
About this Advisor
Nicholas Winters is a certified financial planner based out of Tempe, Arizona with a total of 2 years of industry experience. Winters is currently employed by Winters Financial Group, Inc. Winters has gained experience at The Vanguard Group, Inc, Foresters Financial, Camp Keystone, University Of Arizona, Agoura High School, Winters Financial Group, Inc and The Leaders Group, Inc. Winters has Series 63 and Series 66 licenses, certifying them as a securities agent, and is approved to advise clients in Arizona, California and Texas. Winters Financial Group, Inc is an advisory business operating out of Westlake Village, CA. It has just three people on staff. It handles $168 million in total assets among its 500 accounts, placing it among the mid-sized investment advisory firms in the nation by assets under management. Of its 500 customer accounts, just 14% are associated with high-net-worth investors who have more than $1 million in assets available to invest. The company provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. Financial management fee schedules typically vary depending on which services are offered. However, fee types billed by Winters Financial Group, Inc most likely include any blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Winters Financial Group, Inc Brokerage Details
$168,167,818
3
500
$336,336
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
Nicholas Winters Work History
Nicholas has been registered as a financial advisor for 2 years.*
Winters Financial Group, Inc
The Leaders Group, Inc
The Vanguard Group, Inc
Foresters Financial
Foresters Financial
Camp Keystone
Camp Keystone
University Of Arizona
Agoura High School
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Nicholas Winters to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Winters Financial Group, Inc
Tempe, AZ
Westlake Village, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
