Raymond
Arroyo

Vanguard Advisers, Inc

CRD#4598627
Investment Advisor
in Scottsdale, AZ

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About this Advisor

Raymond Arroyo is a certified financial planner operating in Scottsdale, Arizona with a total of 1 year of relevant experience. Arroyo is on the advisory team at Vanguard Advisers, Inc. Throughout their career, they have worked at Valor Lending, Pruco Securities, LLC, The Prudential Insurance Co. Of America, Pfg Advisors, The Vanguard Group, Inc, Lawrence Potter Insurance, Allstate Insurance Co and Securities America, Inc. Arroyo holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is registered to serve investors in Arizona, California and Texas. Vanguard Advisers, Inc is a registered investment firm operating out of Malvern, PA. The company has offices in 2,124 locations and a total of 2,124 people on staff. It controls $299 billion in total assets among its 634,470 client accounts, making it one of the biggest investment advisory firms in the country by assets under management. The firm advises 958 charitable organizations. Of its 634,470 customer accounts, just 6% are held by high-net-worth individuals who have more than $1 million in assets. Vanguard Advisers, Inc has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. Financial management fees typically are based on the financial services. Fees charged by Vanguard Advisers, Inc most likely include some combination of asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

14321 N. Northsight Blvd.
Scottsdale, AZ 85260

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Vanguard Advisers, Inc Brokerage Details

Total Assets Under Management

$299,191,714,649

AZ Average: $15,833,994,310
Total Number of Employees

2,124

AZ Average: 41
Total Number of Accounts

634,470

AZ Average: 3,342
Average Account Size

$471,562

AZ Average: $4,737,880

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Raymond Arroyo Work History

Raymond has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

The Vanguard Group, Inc

2021 - Present (3 years)

Lawrence Potter Insurance

2022 - 2022 (< 1 year)

Securities America, Inc

2021 - 2022 (1 year)

Pfg Advisors

2020 - 2021 (1 year)

Pruco Securities, LLC

2020 - 2021 (1 year)

The Prudential Insurance Co. Of America

2018 - 2020 (2 years)

Valor Lending

2008 - 2020 (12 years)

Allstate Insurance Co

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Raymond Arroyo to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Vanguard Advisers, Inc

Zachary Potter
Scottsdale, AZ
Austin Crass
Charlotte, NC
Julia Steele
Malvern, PA
Daniel Grady
Scottsdale, AZ
Charles Rainey
Scottsdale, AZ
William Mcbride
Malvern, PA
John Eyen
Malvern, PA
Michael Raleigh
Malvern, PA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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