Richard
Rock
Balboa Wealth Partners, Inc
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About this Advisor
Richard Rock is a financial advisor based in Scottsdale, Arizona, working with Balboa Wealth Partners, Inc. Richard has previously held positions at Citigroup Global Markets Inc, Morgan Stanley Smith Barney, Morgan Stanley Private Bank, National Association, Balboa Wealth Partners Inc, and Morgan Stanley Private Bank, N.A. Richard has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in California. Currently, Richard is part of Balboa Wealth Partners, Inc, which operates out of Scottsdale, Arizona. The firm has 9 offices and 28 employees. The firm manages assets totaling $661.0 million and serves high-net-worth clients. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. The fee structure at Balboa Wealth Partners, Inc includes asset-based and hourly fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Balboa Wealth Partners, Inc Brokerage Details
$660,981,442
28
1,851
$357,094
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
Richard Rock Work History
Balboa Wealth Partners Inc
Morgan Stanley Private Bank, N.A
Morgan Stanley Private Bank, National Association
Morgan Stanley Smith Barney
Citigroup Global Markets Inc
Disclosures
Please visit the SEC profile of Richard Rock to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Balboa Wealth Partners, Inc
San Diego, CA
Scottsdale, AZ
Peoria, AZ
Palm Desert, CA
Scottsdale, AZ
Scottsdale, AZ
La Jolla, CA
Scottsdale, AZ
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