Rick
Jones

Trek Financial

CRD#4358520
Investment Advisor
in Lake Havasu City, AZ

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About this Advisor

Rick Jones is a financial advisor based in Lake Havasu City, Arizona who has 6 years of industry experience. Jones is on the advisory team at Trek Financial. Their career trajectory has included roles at Trek Financial, Axa Advisors, LLC and World Equity Group. Jones has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to serve investors in Arizona. Trek Financial is a financial advisory company that has its headquarters in Scottsdale, AZ. It has offices in 30 locations and a total of 57 financial advisors. It handles $2 billion in assets among its 9,873 customer accounts, making it one of the biggest financial advisory firms in the nation by assets under management. The firm serves six charitable organizations. Of its 9,873 accounts, just 9% are associated with high-net-worth individuals who have greater than $1 million in assets available to invest. Trek Financial performs a diverse assortment of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial advisory services largely depend on the type of services. However, fee types charged by Trek Financial can be comprised of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

6 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

2153 Mcculloch Blvd
Lake Havasu City, AZ 86403

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Trek Financial Brokerage Details

Total Assets Under Management

$1,876,635,074

AZ Average: $1,555,372,352
Total Number of Employees

57

AZ Average: 37
Total Number of Accounts

9,873

AZ Average: 1,370
Average Account Size

$190,077

AZ Average: $1,135,308

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Rick Jones Work History

Rick has been registered as a financial advisor for 6 years.*

2016 - Present (8 years)

Trek Financial

2015 - 2016 (1 year)

World Equity Group

2005 - 2015 (10 years)

Axa Advisors, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Rick Jones to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Trek Financial

Bradley Graham
Heber City, UT
Zachary Abraham
Scottsdale, AZ
Tory Anderson
Vernal, UT
Richard Hardman
Sandy, UT
Keturah Cox
Middleton, WI
Simon Wheatley
Santa Rosa, CA
Joshua Manwaring
Scottsdale, AZ
Clinton Brown
San Clemente, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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