Commonwealth Financial Network
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About this Advisor
Rodney Smith is a certified financial planner in Tempe, Arizona. Currently a registered advisor with Commonwealth Financial Network, Smith has 17 years of professional experience as a financial advisor. Smith has Series 63 and Series 65 licenses, which certify the advisor as both a securities agent and an investment advisor representative. Smith is able to serve clients in Arizona. During their career, the advisor has held roles at Linsco/Private Ledger Corp, Commonwealth Financial Network and Seacat Financial Services. Commonwealth Financial Network is headquartered in Tempe, Arizona, and operates out of 1,090 offices in the country. As a registered advisory firm, Commonwealth Financial Network manages $85 billion in assets dispersed across 388,288 accounts and retains more than 3,350 people. The level of assets currently under the firm's management places it among the largest investment advisory firms in the nation. The firm manages 379,505 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 3% of the advisory firm's investors are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Commonwealth Financial Network can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. The firm's fees may include asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Commonwealth Financial Network Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
Rodney Smith Work History
Rodney has 18 years of experience.
Commonwealth Financial Network
Seacat Financial Services
Linsco/Private Ledger Corp
Rodney Smith has disclosures.
Please visit their SEC profile for more details.
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