Rodney
Smith

Commonwealth Financial Network

CRD#4657019
Investment Advisor
in Tempe, AZ

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About this Advisor

Rodney Smith is a certified financial planner in Tempe, Arizona. Currently a registered advisor with Commonwealth Financial Network, Smith has 17 years of professional experience as a financial advisor. Smith has Series 63 and Series 65 licenses, which certify the advisor as both a securities agent and an investment advisor representative. Smith is able to serve clients in Arizona. During their career, the advisor has held roles at Linsco/Private Ledger Corp, Commonwealth Financial Network and Seacat Financial Services. Commonwealth Financial Network is headquartered in Tempe, Arizona, and operates out of 1,090 offices in the country. As a registered advisory firm, Commonwealth Financial Network manages $85 billion in assets dispersed across 388,288 accounts and retains more than 3,350 people. The level of assets currently under the firm's management places it among the largest investment advisory firms in the nation. The firm manages 379,505 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 3% of the advisory firm's investors are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Commonwealth Financial Network can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. The firm's fees may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

18 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

Yes

Office Location

2033 E. Warner Road Suite 108
Tempe, AZ 85284

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Commonwealth Financial Network Brokerage Details

Total Assets Under Management

$85,214,650,650

AZ Average: $16,012,751,954
Total Number of Employees

3,350

AZ Average: 118
Total Number of Accounts

388,288

AZ Average: 4,567
Average Account Size

$219,462

AZ Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Rodney Smith Work History

Rodney has 18 years of experience.

2014 - Present (6 years)

Commonwealth Financial Network

2014 - Present (6 years)

Seacat Financial Services

2002 - 2014 (12 years)

Linsco/Private Ledger Corp

Disclosures

Rodney Smith has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Commonwealth Financial Network

Fred Scheffner
Salt Lake City, UT
Joanne Mungall
San Jose, CA
Joseph Gugino
Waltham, MA
Brian Bean
Norfolk, VA
Daniel Flanagan
Framingham, MA
Jodene Gibbs
Reston, VA
Charles Carter
Phoenix, AZ
Brendan Stringer
Arlington, VA

This content was compiled from the SEC and FINRA.

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