Ruth
Hernandez

Lpl Financial LLC

CRD#6466010
Investment Advisor
in Phoenix, AZ

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About this Advisor

Ruth Hernandez is a financial advisor operating out of Phoenix, Arizona, who has been in the industry for 11 years. Hernandez is on the advisory team at Lpl Financial LLC. Over the course of their career, Hernandez has held roles at Starbucks Coffee Co, Avance, Global Uniform Solutions, American Mining And Minerals, Inc, Trilogy Financial, National Planning Corporation, Cardenas & Company, Inc, Trilogy Capital, Inc, Lpl Financial LLC, Commonwealth Financial Network, Summit Wealth Group and Lpl Financial, LLC. Hernandez holds Series 65 and Series 63 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to operate in California and Texas. Lpl Financial LLC is a registered investment business operating in Phoenix, Arizona. The company has offices in 9,898 locations and a total of 28,744 employees. It manages $404 billion in assets across its 1,517,995 accounts, making it one of the biggest financial advisory firms in the country by assets under management. The firm advises 3,162 charities and foundations. Of its 1,517,995 client accounts, 31% belong to high-net-worth individuals who have at least $1 million in assets available to invest. Lpl Financial LLC provides a wide range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial advisory fee schedules typically are based on which services are provided. However, fee types charged by Lpl Financial LLC can include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 65, Series 63

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

Phoenix, AZ

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$404,176,194,148

AZ Average: $646,059,043
Total Number of Employees

28,744

AZ Average: 13
Total Number of Accounts

1,517,995

AZ Average: 661
Average Account Size

$266,257

AZ Average: $977,396

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Ruth Hernandez Work History

Ruth has 11 years of experience.

2021 - Present (1 year)

Lpl Financial, LLC

2020 - 2021 (1 year)

Commonwealth Financial Network

2020 - 2021 (1 year)

Summit Wealth Group

2017 - 2019 (2 years)

Lpl Financial LLC

2016 - 2017 (1 year)

National Planning Corporation

2016 - 2019 (3 years)

Trilogy Capital, Inc

2015 - 2019 (4 years)

Trilogy Financial

2014 - 2014 (< 1 year)

Global Uniform Solutions

2014 - 2014 (< 1 year)

American Mining And Minerals, Inc

2013 - 2014 (1 year)

Starbucks Coffee Co

2013 - 2014 (1 year)

Avance

2011 - 2014 (3 years)

Cardenas & Company, Inc

Disclosures

Ruth Hernandez has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Paul Goeke
Saint Louis, MO
Jonathan Davis
Spokane, WA
Tyler Atkinson
Bellevue, WA
Anthony Velarde
Oxnard, CA
Anthony Rue
San Diego, CA
Bret Edensword
Seattle, WA
Ruthanna Goodman
Louisville, KY

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com. The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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