Samuel
Castaneda

Arq Wealth Advisors, LLC

CRD#5153177
Investment Advisor
in Scottsdale, AZ

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About this Advisor

Samuel Castaneda is a certified financial planner whose office is in Scottsdale, Arizona. Currently a registered financial advisor with Arq Wealth Advisors, LLC, Castaneda has 14 years of practice in the financial advisory industry. Castaneda maintains a Series 63 license, designating them as a securities agent. Castaneda is able to work with investors in Arizona. Throughout their career, they have worked at The Vanguard Group, Inc, Contango Capital Advisors, Inc, National Bank Of Arizona, Arq Wealth Advisors, LLC and Lpl Financial LLC. Arq Wealth Advisors, LLC is based out of Scottsdale, Arizona. In total, Arq Wealth Advisors, LLC oversees $275 million in assets covering 819 client accounts and employs nine staff members. The level of assets currently under the firm's management makes it one of the mid-sized firms in the United States. The firm manages 816 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 32% of the firm's investors are high-net-worth individuals, meaning they have greater than $1 million in capital. Arq Wealth Advisors, LLC provides financial planning services, portfolio management for individuals and small businesses and portfolio management for institutional clients. The firm may charge clients asset-based and fixed fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

No

Office Location

14500 N. Northsight Blvd, Ste. 200
Scottsdale, AZ 85260

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Arq Wealth Advisors, LLC Brokerage Details

Total Assets Under Management

$275,271,584

AZ Average: $1,555,372,352
Total Number of Employees

9

AZ Average: 37
Total Number of Accounts

819

AZ Average: 1,370
Average Account Size

$336,107

AZ Average: $1,135,308

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients

Samuel Castaneda Work History

Samuel has 14 years of experience.

2019 - Present (1 year)

Arq Wealth Advisors, LLC

2015 - 2019 (4 years)

Lpl Financial LLC

2012 - 2015 (3 years)

Contango Capital Advisors, Inc

2012 - 2019 (7 years)

National Bank Of Arizona

2006 - 2012 (6 years)

The Vanguard Group, Inc

Disclosures

Samuel Castaneda has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Arq Wealth Advisors, LLC

Joseph Gilligan
Scottsdale, AZ
Richard Siegel
Scottsdale, AZ
Gregory Yocum
Scottsdale, AZ
Samuel Castaneda
Scottsdale, AZ
James Robinson
Scottsdale, AZ
John Remm
Scottsdale, AZ

This content was compiled from the SEC and FINRA.

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