Samuel
Smith
Bancwest Investment Services, Inc
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About this Advisor
Samuel Smith is a financial advisor who works in Tempe, Arizona, who has 2 years of industry experience. Smith is on the advisory team at Bancwest Investment Services, Inc. Over the course of their career, Smith has held roles at Merrill Lynch, Pierce, Fenner & Smith Inc, Clearpath Financial, Bank Of America, N.A, Raymond James Financial Services, Inc, Raymond James Financial Services Advisors, Inc, Desert Financial Credit Union, Desert Financial Wealth Management, Bancwest Investment Services, Inc and Bank Of The West. Smith maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is able to operate in Arizona and California. Bancwest Investment Services, Inc is an advisory firm operating out of Omaha, NE. The firm has offices in 440 locations and a total of 369 people on staff. It oversees $2 billion in assets among its 9,062 customer accounts, placing it among the largest firms in the country by assets under management. The firm serves six charities and foundations. Of its 9,062 accounts, just 7% belong to high-net-worth individuals who have greater than $1 million in assets available to invest. Bancwest Investment Services, Inc performs a set of services, such as portfolio management for individuals and small businesses, selection of other advisers and other services. Financial advisory fees largely are based on the type of services provided. However, fees charged by Bancwest Investment Services, Inc typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Bancwest Investment Services, Inc Brokerage Details
$2,024,253,748
369
9,062
$223,378
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Other
Samuel Smith Work History
Samuel has been registered as a financial advisor for 2 years.*
Bancwest Investment Services, Inc
Bank Of The West
Raymond James Financial Services, Inc
Raymond James Financial Services Advisors, Inc
Desert Financial Credit Union
Desert Financial Wealth Management
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America, N.A
Clearpath Financial
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Samuel Smith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Bancwest Investment Services, Inc (Bwis)
Rowland Heights, CA
St. Petersburg, FL
Fresno, CA
Tempe, AZ
Sacramento, CA
Tempe, AZ
Stockton, CA
Tempe, AZ
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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