Simon
Cain

Edward Jones

CRD#5420230
Investment Advisor
in Tempe, AZ

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About this Advisor

Simon Cain is an investment advisor whose office is in Tempe, Arizona. Currently a registered advisor with Edward Jones, they have accrued 11 years of professional experience as a registered investment advisor. Cain maintains Series 63 and Series 66 licenses, designating the advisor as a securities representative. Cain can operate in Missouri. Their career trajectory has included roles at Chase Investment Services Corp, Jp Morgan Chase Bank, J.P. Morgan Securities LLC, Usaa Financial Advisors, Inc, Usaa Life Insurance Company, Usaa Financial Planning Services, Edward Jones, Charles Schwab & Co., Inc, Wells Fargo Bank and Wells Fargo Investments. Edward Jones is headquartered in Tempe, Arizona, and has 12,884 other brick-and-mortar locations across the United States. As a company, Edward Jones manages $312 billion in assets throughout 2,500,304 accounts and retains more than 23,510 people. The firm's total assets under management makes it one of the largest firms in the United States. The firm manages 917,687 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 7% of the firm's clients are high-net-worth individuals, meaning they have greater than $1 million in assets. Edward Jones offers portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. The firm's fees may include asset-based and other fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

11 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Others

Disclosures

No

Office Location

8333 South River Parkway
Tempe, AZ 85284

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Edward Jones Brokerage Details

Total Assets Under Management

$328,988,570,418

AZ Average: $11,469,110,461
Total Number of Employees

23,408

AZ Average: 458
Total Number of Accounts

3,047,151

AZ Average: 33,415
Average Account Size

$107,966

AZ Average: $343,232

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Simon Cain Work History

Simon has 11 years of experience.

2016 - Present (3 years)

Edward Jones

2013 - 2016 (3 years)

Usaa Financial Planning Services

2012 - 2012 (< 1 year)

J.P. Morgan Securities LLC

2012 - 2016 (4 years)

Usaa Financial Advisors, Inc

2012 - 2013 (1 year)

Usaa Life Insurance Company

2011 - 2012 (1 year)

Chase Investment Services Corp

2011 - 2012 (1 year)

Jp Morgan Chase Bank

2010 - 2010 (< 1 year)

Wells Fargo Investments

2009 - 2010 (1 year)

Wells Fargo Bank

2007 - 2009 (2 years)

Charles Schwab & Co., Inc

Disclosures

Simon Cain has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Edward Jones

Justin Sorensen
Suffolk, VA
Rebecca Lobosco
Buffalo Grove, IL
Kevin Dwyer
Woodstock, IL
Joel Carignan
Stockton, CA
Jeffery Trentham
Arlington, TX
John Neuenswander
Ballwin, MO
Jon Wallin
Maryland Heights, MO
Davis Linden
Golden, CO

This content was compiled from the SEC and FINRA.

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