Sloan
Walters

Next Financial Group, Inc

CRD#5311161
Investment Advisor
in Tempe, AZ

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About this Advisor

Sloan Walters is an advisor in Tempe, Arizona. Currently an advisor at Next Financial Group, Inc, Walters has 11 years of professional experience in the financial advisory industry. Walters has a Series 66 license, certifying the advisor as both a securities agent and an investment advisor representative. Walters is able to operate based out of Arizona and Texas. During their career, the advisor has held roles at Next Financial Group, Cri Securities, LLC and Securian Financial Services, Inc. Next Financial Group, Inc is located in Tempe, Arizona, and has 354 additional locations across the United States. As a company, Next Financial Group, Inc manages $2 billion in assets across 10,783 client accounts and employs more than 495 people. The amount of assets the firm manages makes it one of the biggest financial advisory firms in the United States. The firm manages 8,229 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 10% of the firm's investors are high-net-worth individuals, meaning they have more than $1 million in assets. Next Financial Group, Inc provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. The firm's fees may include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

637 S. 48Th Street #201
Tempe, AZ 85281

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Next Financial Group, Inc Brokerage Details

Total Assets Under Management

$1,652,886,583

AZ Average: $3,042,739,679
Total Number of Employees

457

AZ Average: 49
Total Number of Accounts

11,352

AZ Average: 2,315
Average Account Size

$145,603

AZ Average: $1,314,358

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Sloan Walters Work History

Sloan has 11 years of experience.

2009 - Present (10 years)

Next Financial Group

2007 - 2009 (2 years)

Cri Securities, LLC

2007 - 2009 (2 years)

Securian Financial Services, Inc

Disclosures

Sloan Walters has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Next Financial Group, Inc

Kalvin Sid
San Mateo, CA
George Escobar
Santa Ana, CA
Victor Morales
Miami Beach, FL
Sheila Evans
Tempe, AZ
Sean Kelleher
Rancho Cordova, CA
Marten Oei
Tempe, AZ
Valerie Richard
Tempe, AZ
Matthew Benson
Tempe, AZ

This content was compiled from the SEC and FINRA.

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