Spencer
Humphrey

Tiaa-Cref Individual & Institutional Services, LLC

CRD#4997701
Investment Advisor
in Phoenix, AZ

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About this Advisor

Spencer Humphrey is a financial advisor who works in Phoenix, Arizona. Currently a registered investment advisor at Tiaa-Cref Individual & Institutional Services, LLC, they have gathered 11 years of experience as an investment advisor. Humphrey holds Series 63 and Series 66 licenses, designating them as a securities agent. Humphrey can serve investors in Arizona. Over the course of their career, Humphrey has held roles at Fidelity Brokerage Services LLC, Diversified Investment Advisors, Diversified Investors Securities Corp, E*Trade Capital Management LLC, E*Trade Securities LLC, E*Trade Savings Bank, Tiaa and Tiaa-Cref Individual & Institutional Services, LLC. Tiaa-Cref Individual & Institutional Services, LLC is headquartered in Phoenix, Arizona, and has 160 other locations throughout the nation. As a company, Tiaa-Cref Individual & Institutional Services, LLC manages $25 billion in assets throughout 69,021 accounts and retains more than 1,988 people. The level of assets currently under the firm's management places it among the biggest firms in the country. All of the firm's accounts are managed on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 61% of the advisor firm's clients are high-net-worth individuals, meaning they have greater than $1 million in capital. Tiaa-Cref Individual & Institutional Services, LLC can offer financial planning services and portfolio management for individuals and small businesses. The firm's fees may include asset-based and other fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Others

Disclosures

No

Office Location

3131 E Camelback Road Suite 420
Phoenix, AZ 85016

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Tiaa-Cref Individual & Institutional Services, LLC Brokerage Details

Total Assets Under Management

$25,183,075,928

AZ Average: $7,464,549,021
Total Number of Employees

1,988

AZ Average: 88
Total Number of Accounts

69,021

AZ Average: 3,892
Average Account Size

$364,861

AZ Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

Spencer Humphrey Work History

Spencer has 12 years of experience.

2014 - Present (6 years)

Tiaa

2014 - Present (6 years)

Tiaa-Cref Individual & Institutional Services, LLC

2011 - 2014 (3 years)

E*Trade Capital Management LLC

2011 - 2014 (3 years)

E*Trade Securities LLC

2011 - 2013 (2 years)

E*Trade Savings Bank

2010 - 2011 (1 year)

Diversified Investment Advisors

2010 - 2011 (1 year)

Diversified Investors Securities Corp

2008 - 2010 (2 years)

Fidelity Brokerage Services LLC

Disclosures

Spencer Humphrey has no disclosures.

Please visit their SEC profile for more details.

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This content was compiled from the SEC and FINRA.

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