Spencer
Humphrey

Tiaa-Cref Individual & Institutional Services, LLC

CRD#4997701
Investment Advisor
in Tempe, AZ

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About this Advisor

Spencer Humphrey is an advisor in Tempe, Arizona. Currently an investment advisor with Tiaa-Cref Individual & Institutional Services, LLC, they have gathered 10 years of work experience as a financial advisor. Humphrey holds Series 63 and Series 66 licenses, certifying them as a securities representative. Humphrey is registered to operate in Arizona. The advisor has gained experience at Fidelity Brokerage Services LLC, Diversified Investment Advisors, Diversified Investors Securities Corp, E*Trade Capital Management LLC, E*Trade Securities LLC, E*Trade Savings Bank, Tiaa and Tiaa-Cref Individual & Institutional Services, LLC. Tiaa-Cref Individual & Institutional Services, LLC is located in Tempe, Arizona, and has 153 brick-and-mortar locations in the United States. Overall, Tiaa-Cref Individual & Institutional Services, LLC manages $26 billion in assets dispersed across 64,735 client accounts and retains more than 1,991 people. The level of assets currently under the firm's management makes it one of the largest firms in the nation. All of the firm's accounts are managed on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 62% of the advisory firm's clients are high-net-worth individuals, meaning they have more than $1 million in assets. Tiaa-Cref Individual & Institutional Services, LLC provides financial planning services and portfolio management for individuals and small businesses. The firm may charge clients asset-based and other fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Others

Disclosures

No

Office Location

222 South Mill Avenue Suite 141
Tempe, AZ 85281

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Tiaa-Cref Individual & Institutional Services, LLC Brokerage Details

Total Assets Under Management

$25,183,075,928

AZ Average: $7,464,549,021
Total Number of Employees

1,988

AZ Average: 88
Total Number of Accounts

69,021

AZ Average: 3,892
Average Account Size

$364,861

AZ Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

Spencer Humphrey Work History

Spencer has 10 years of experience.

2014 - Present (5 years)

Tiaa

2014 - Present (5 years)

Tiaa-Cref Individual & Institutional Services, LLC

2011 - 2014 (3 years)

E*Trade Capital Management LLC

2011 - 2014 (3 years)

E*Trade Securities LLC

2011 - 2013 (2 years)

E*Trade Savings Bank

2010 - 2011 (1 year)

Diversified Investment Advisors

2010 - 2011 (1 year)

Diversified Investors Securities Corp

2008 - 2010 (2 years)

Fidelity Brokerage Services LLC

Disclosures

Spencer Humphrey has no disclosures.

Please visit their SEC profile for more details.

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This content was compiled from the SEC and FINRA.

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