Wayne
Cummings

Columbia Management Investment Advisers, LLC

CRD#4969755
Investment Advisor
in Phoenix, AZ

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About this Advisor

Wayne Cummings is a financial advisor operating out of Phoenix, Arizona who has 12 years of industry experience. Cummings currently works for Columbia Management Investment Advisers, LLC. Throughout their career, they have worked at Seligman Advisors, Inc and Riversource Investments. Cummings has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is approved to operate in Arizona, New Mexico and Utah. Columbia Management Investment Advisers, LLC is a registered investment company based in Boston, MA. The firm has offices in eight locations and a total of 1,010 employees. It has $388 billion in assets among its 5,163 customer accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm provides services to 59 charities and foundations. Of its 5,163 customer accounts, just 9% are associated with high-net-worth investors who have at least $1 million in assets. Columbia Management Investment Advisers, LLC performs a broad set of services, including portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and other services. Financial management fee schedules typically are based on the services provided. However, fees billed by Columbia Management Investment Advisers, LLC most likely include asset-based, fixed and performance-based fees.

Certifications and Registrations

Series 66

Years Registered*

12 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Office Location

Phoenix, AZ

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Columbia Management Investment Advisers, LLC Brokerage Details

Total Assets Under Management

$388,388,690,314

AZ Average: $16,012,751,954
Total Number of Employees

1,010

AZ Average: 118
Total Number of Accounts

5,163

AZ Average: 4,567
Average Account Size

$75,225,390

AZ Average: $3,506,186

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Other

Wayne Cummings Work History

Wayne has been registered as a financial advisor for 12 years.*

2008 - Present (16 years)

Riversource Investments

2007 - Present (17 years)

Seligman Advisors, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Wayne Cummings to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Columbia Management Investment Advisers, LLC

Matthew Belniak
Boston, MA
Shane Calhoun
Boston, MA
Mason Horrigan
Boston, MA
Peter L'Italien
Boston, MA
Michael Matarazzo
Boston, MA
Christopher Finch
Boston, MA
Madeline Hart
Boston, MA
Corey Millhouse
Boston, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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